A complete list of active advisors currently associated with Main Street Retirement Planning, LLC

Warmer can help you find a great advisor at Main Street Retirement Planning, LLC or one who fits your needs even better.

Main Street Retirement Planning, LLC provides discretionary portfolio management and related financial planning to individuals, high net worth clients, defined benefit and defined contribution plan participants, and institutions, managing approximately $716,585,273 in client assets for about 1,688 clients. Services emphasize mutual funds, fixed and variable annuities, and other insurance products, and some supervised persons are licensed insurance agents who may recommend insurance products in their individual capacities. The firm follows a tactical, trend‑based approach that uses technical and charting analysis with stop‑loss triggers to move client assets in and out of the market in bulk trades, generally allocating among three SEI‑created mutual funds (DAACX, AAEYX, AAEZX), money market funds, and sweep accounts. Accounts are managed on a discretionary basis, monitored and rebalanced regularly, and the strategy may result in significant cash positions held to limit downside exposure, a choice the brochure acknowledges can both protect against losses and cause missed market upside. Noteworthy for a firm of its size, Main Street runs an unusually high client load and AUM per advisor — the brochure reports 1,688 clients and roughly $716.6 million in assets while operating with three advisors — which may influence how it delivers services and executes synchronized, bulk trades. The firm also relies exclusively on SEI funds and a Strategic Marketing Agreement with SEI, arrangements the brochure discloses as creating incentives to place client assets in SEI products; combined with advisors’ insurance activities, these relationships are identified as potential conflicts of interest.

To learn more about the advisors currently working at Main Street Retirement Planning, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.