Maine Center for Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides integrated wealth management and financial planning to individuals, families, trusts, estates and retirement plan clients, managing about $25.4 million for roughly 61 clients as a single-advisor independent RIA. It offers discretionary portfolio management alongside hourly financial planning consultations and coordinates tax, legal, and insurance considerations as part of its service model.
Investment decisions emphasize diversification, cost efficiency, and a long-term discipline, with portfolios typically constructed from ETFs, mutual funds and selective individual securities according to each client’s objectives, risk tolerance and time horizon. The firm monitors accounts on an ongoing basis, provides quarterly reporting, and generally acts as a fiduciary when managing client assets.
What distinguishes the firm from many peers is that its sole principal also operates a separate law practice focused on estate planning and is a licensed insurance producer; these non-advisory activities are offered separately and generate additional legal fees or insurance commissions. The brochure discloses these dual roles, notes the principal’s limited monthly time spent on those activities, and flags the potential conflicts of interest while stating the firm’s practice of advance disclosure and client choice regarding using those services.
Client services
Expertise
Occupation focus
Fee options
$0 - $500,000: 1.50% annually $500,000 - $1,000,000: 1.25% annually $1,000,000 - $3,000,000: 0.75% annually $3,000,000 - $5,000,000: 0.50% annually $5,000,000+: 0.35% annually
Commission received on insurance product sales; separate from advisory fees
$250 per hour for financial planning services
Fee-only: Financial planning charged at $250 per hour, fee negotiated and agreed upon in advance
Main office
6 E. Chestnut Street, Suite L03
Augusta ME 04330
Advisors at this office
1
Most active in
Maine
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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