Mainstream Capital Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Mainstream Capital Management serves individual clients including high‑net‑worth households as well as businesses and corporations, offering comprehensive financial planning and discretionary portfolio management across equities, fixed income, REITs, MLPs and certain private investments. The firm provides combined planning and investment services and will accept customized client restrictions so long as they do not hinder management of the selected strategy.
The firm’s investment process relies on fundamental security analysis and tactical asset allocation, with a focus on risk‑adjusted returns and diversification across styles, sectors and regions. It also deploys alternative-oriented strategies uncommon among similar advisers — including absolute return long/short approaches and the selective use of leveraged or inverse mutual funds and ETFs for hedging or enhanced exposure — and acknowledges that portfolios may be concentrated at times.
Distinguishing features include the firm’s operational stance toward industry affiliations: unlike the small subset of supported firms that act as registered representatives of broker‑dealers, Mainstream Capital has no broker‑dealer affiliate and no employees registered with broker‑dealers while requiring custody relationships with Charles Schwab or Raymond James. The firm’s principals bring extended experience from bulge‑bracket banks, hedge funds and consulting practices, and related persons may hold insurance appointments with a stated fee‑offset policy intended to mitigate conflicts of interest.
Client services
Expertise
Fee options
Financial planning fees range from $1,000 to $5,000, negotiated case-by-case
Less than $1,000,000 - $1,000,000: 1.50% Next $1,000,000 - $2,000,000: 1.00% Next $2,000,000 - $4,000,000: 0.75% Over $5,000,000+: Negotiated
Fee-only: Flat fees for financial planning generally range from $1,000 to $5,000, negotiated on a case-by-case basis
Main office
See office3435 Wilshire Blvd, 1100
Los Angeles CA 90010
Advisors at this office
1
Offices (2)
Most active in
California · Connecticut · Florida · Georgia · Maine · Maryland · Massachusetts · Montana · Nevada · New York · Tennessee · Texas · Vermont · Washington
Also doing business as
Blue Dog Capital Management · Blue Dog Capital Management LLC · Bluedog Advisory · Bluedog Capital Management LLC · Mainstream Capital Management · Mainstream Capital Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Kyongjin L
Series 63, Series 65
Los Angeles, CA
Mainstream Capital Management
Kyongjin Lee is a financial advisor at Mainstream Capital Management with 30 years of industry experience. He holds Series 63 and Series 65 designations and has worked at firms including Raymond James Financial Services. Outside of advising, he serves as a general partner in a retail shoe business and is a major in the United States Army National Guard. Mainstream Capital Management provides financial planning and discretionary portfolio management to individual and corporate clients, including high-net-worth households. The firm employs fundamental security analysis and tactical asset allocation, utilizing a range of investment strategies such as leveraged ETFs and a long/short absolute-return program.
Dixon K
Series 63, Series 65
El Segundo, CA
Mainstream Capital Management
Dixon Karmindro Sr. is a financial advisor at Mainstream Capital Management with 17 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Blue Dog Capital Management, Cheviot Value Management, and Raymond James Financial. In addition to his advisory work, he is involved in business consulting through Dissonance Capital and is a passive investor with Mainstream Capital Partners. Mainstream Capital Management serves individual clients, high-net-worth households, and businesses, providing financial planning and discretionary portfolio management across a range of asset classes. The firm emphasizes fundamental security analysis and tactical asset allocation, employing alternative strategies such as long/short approaches and selective use of leveraged or inverse funds.
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