Makenna & Company, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,800,000
Clients
6
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
LowAverage account size
$633,333
About
The firm provides discretionary investment management, written financial planning, and manager search and monitoring services to individuals, families, trusts, estates and family retirement plans. It develops a client-specific investment policy through personal interviews and implements portfolios on behalf of clients.
Portfolios are built from no‑load and load‑waived mutual funds, exchange‑traded funds and separately managed accounts, using a mix of active and passive strategies; fund selection is based on factors such as performance history, manager tenure, expense ratios and sector characteristics. The adviser generally manages accounts on a discretionary basis, permits reasonable client restrictions, and does not employ margin transactions.
Noteworthy for its space, the firm operates as a solo, owner‑managed adviser with a very small client roster and asset base, which can result in a concentrated, hands‑on service model compared with larger peers. It requires clients to direct custody and trading through a single custodian (Charles Schwab’s institutional platform), does not vote client proxies, and has no other industry affiliations.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Passive / index investing
Fee options
Financial planning fees range from $2,500 to $20,000 annually, with a minimum of $2,500 per year
1.25% of managed account value annually
Account minimum: $500,000
Main office location
Makenna & Company, Inc.
30 Old Kings Highway South, Suite 214
Darien CT 06820, United States
Number of offices
1
Most active in
Makenna & Company, Inc. has reported serving >5 clients in these states in the last 12 months.
Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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