Malcolm Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Founded in 2023, the firm provides discretionary investment management through separately managed accounts for individuals, trusts, investment companies and pension plans. It works with both taxable and retirement accounts and indicates a suggested account minimum of $100,000.
The advisory approach is active and technical-analysis driven, implemented across three tactical strategies — Tactical Growth, Tactical Income, and Treasury Reserve — using exchange-traded products, U.S. Treasuries and cash. The Tactical Growth strategy may include ETP exposures to equities, commodities, bitcoin and S&P 500 VIX futures (with a No K-1 variant offered to address K-1 tax reporting), while Tactical Income and Treasury Reserve focus on tactical allocations among bond and short-duration Treasury ETFs.
Distinctive for its category, the firm expressly accepts institutional-type clients (investment companies and pension plans) while employing tactical allocations to less-common asset exposures through ETPs. The brochure also discloses a 2023 state registration denial and related regulatory correspondence, which the firm describes in detail in its disciplinary section.
Client services
Expertise
Fee options
$0+: 2.0% per annum (0.5% per calendar quarter) for Tactical Growth and Tactical Growth No K-1 Variant strategy $0+: 1.0% per annum (0.25% per calendar quarter) for Tactical Income strategy $0+: 0.4% per annum (0.1% per calendar quarter) for Treasury Reserve strategy
Account minimum: $100,000
Main office
Sioux Falls SD
Advisors at this office
1
Most active in
South Dakota
Disclosures
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Business activities & affiliations
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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