M
Malcolm Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$211,780
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Founded in 2023, the firm provides discretionary investment management through separately managed accounts for individuals, trusts, investment companies and pension plans. It works with both taxable and retirement accounts and indicates a suggested account minimum of $100,000.
The advisory approach is active and technical-analysis driven, implemented across three tactical strategies — Tactical Growth, Tactical Income, and Treasury Reserve — using exchange-traded products, U.S. Treasuries and cash. The Tactical Growth strategy may include ETP exposures to equities, commodities, bitcoin and S&P 500 VIX futures (with a No K-1 variant offered to address K-1 tax reporting), while Tactical Income and Treasury Reserve focus on tactical allocations among bond and short-duration Treasury ETFs.
Distinctive for its category, the firm expressly accepts institutional-type clients (investment companies and pension plans) while employing tactical allocations to less-common asset exposures through ETPs. The brochure also discloses a 2023 state registration denial and related regulatory correspondence, which the firm describes in detail in its disciplinary section.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Private / alternative investments
Fee options
$0+: 2.0% per annum (0.5% per calendar quarter) for Tactical Growth and Tactical Growth No K-1 Variant strategy $0+: 1.0% per annum (0.25% per calendar quarter) for Tactical Income strategy $0+: 0.4% per annum (0.1% per calendar quarter) for Treasury Reserve strategy
Account minimum: $100,000
Main office location
Malcolm Capital Management LLC
Sioux Falls SD, United States
Number of offices
1
Most active in
Malcolm Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
South Dakota
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")