Mallery Financial

Mallery Financial serves individuals (including high‑net‑worth clients), trusts, estates, businesses, retirement plans and non‑profit organizations, providing investment management, financial planning, retirement‑plan consulting, and insurance consulting. The firm works with both discretionary and non‑discretionary accounts and may implement advice directly or through third‑party money managers and model portfolios.

The firm describes a fiduciary, information‑driven approach that emphasizes thorough client intake, personalized recommendations, and a “concierge” account‑onboarding process, with periodic monitoring and quarterly reporting. Investment offerings include customized portfolios (security exclusions/inclusions and special‑purpose accounts), a suite of model allocations from capital preservation to aggressive growth, and access to third‑party strategies that support values‑based direct indexing, algorithmic/AI‑assisted trading, and tax management, as well as limited‑liquidity interval funds for alternative exposures.

Compared with many small adviser firms, Mallery Financial discloses access to specific direct‑indexing and values‑aligned programs (including relationships referenced in the brochure such as First Affirmative’s VADIS and an AI direct‑indexing solution) and documents that a screening service (YourStake) became available through a third‑party manager relationship, a potential conflict it discloses. The firm also provides insurance consulting and its owner/associated person(s) are licensed to sell insurance products and may receive commissions; the brochure notes this conflict and states it will be disclosed to clients when applicable.