Mandala Wealth Management, LLC

Mandala Wealth Management provides comprehensive portfolio management to individuals, high-net-worth individuals, trusts, pension and profit-sharing plans, corporations, and other business entities. The firm constructs and implements investment portfolios across publicly traded stocks, bonds, mutual funds, ETFs, options, alternative and private securities, and offers both discretionary management through a wrap-fee program and non-discretionary engagement for other accounts.

The firm tailors advice to each client’s financial goals, risk tolerance, liquidity needs, tax considerations and time horizon, with portfolios reviewed at least quarterly and rebalanced as needed. Mandala employs fundamental, technical and quantitative analysis and a range of strategies — including long- and short-term positions, trading, options strategies, short sales, hedging and margin — and explains the material risks associated with these approaches.

Mandala’s brochure highlights several features that are uncommon among solo independent advisors: it sponsors a wrap-fee program and discusses in detail the use of derivative instruments (including swaps, futures, inverse and leveraged ETFs) and the specific risks of those products in managed accounts. The firm also documents serving pooled or institutional-type clients such as pension/profit-sharing plans and corporate entities, a client mix that is less typical for small independent advisory practices.