Mandel Financial Services
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Mandel Financial Services is an independent, solo-registered adviser that serves individual and high‑net‑worth clients with ongoing portfolio management and financial planning. The firm documents client goals and risk tolerance in Investment Policy Statements and integrates financial planning into its portfolio management offering while also making standalone ongoing planning available.
The adviser uses a wide range of analytical methods — charting, cyclical, fundamental, modern portfolio theory, quantitative and technical analysis — and implements both long- and short‑term trading strategies. Portfolios may include mutual funds, ETFs (including precious‑metal ETFs), REITs, fixed income, commodities, venture capital and private placements, and the firm may employ margin, options and short sales where appropriate.
Noteworthy features include a small client roster (about a dozen clients) with roughly $28 million in assets under management, and the combination of that scale with access to less liquid and higher‑risk investments (private placements and venture capital) that are less common for solo advisers. The firm typically uses an institutional custodian and may receive related services and research (soft‑dollar benefits); it does not participate in wrap fee programs or accept performance‑based fees.
Client services
Expertise
Fee options
On-going financial planning services fixed fees range from $500 to $1,000, paid quarterly in arrears.
$0 - $250,000: 1.50% $250,001 - $1,000,000: 0.75% $1,000,001 - $2,000,000: 0.65% $2,000,001 - $3,000,000: 0.50% $3,000,001 - $5,000,000: 0.40% $5,000,001 - $10,000,000: 0.30% $10,000,001+: 0.25%
Main office
431 Ohio Pike, Suite 201
Cincinnati OH 45255
Advisors at this office
1
Most active in
Ohio
Also doing business as
Mandel Financial Services · Mandel Financial Services, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)