Mann Financial Consulting Services
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides advisory services to individuals, charitable organizations, and business entities, delivering ongoing portfolio management, written financial planning, tax preparation, and periodic educational seminars and workshops for clients and the general public. It advises across a range of instruments including mutual funds, ETFs (including precious‑metal and sector ETFs), equities, bonds, REITs, annuities, commodities, and inflation‑linked securities.
The adviser documents client objectives and risk tolerance in an Investment Policy Statement and reviews accounts at least annually, using a mix of charting, fundamental, quantitative, technical analysis and modern portfolio theory while employing both long‑ and short‑term trading strategies. Portfolio management is conducted primarily on a non‑discretionary basis; the firm does not exercise trading authority and implements transactions only with client authorization.
Noteworthy characteristics include that virtually all assets are non‑discretionary (the firm reports no discretionary AUM) and the firm routinely offers paid educational workshops and financial‑literacy services, features that are uncommon among similar single‑advisor independents. The firm also provides tax‑preparation services, requires use of a designated custodian for execution and custody, and discloses prior regulatory actions including a FINRA consent and a state securities consent order related to recordkeeping and disclosure matters.
Client services
Expertise
Fee options
Fixed financial planning fees negotiated between $100 and $15,000.
$0 - $1,000,000: 1.10% $1,000,001+: 1.00%
Fee-only: Fixed fees between $100 and $15,000 for financial planning; $100 to $1,000 for tax preparation services; $50 to $1,000 per hour or session for educational seminars/workshops.
Main office
Chattanooga TN
Advisors at this office
1
Most active in
Georgia · Louisiana · North Carolina · Tennessee · Texas
Also doing business as
Mann Financial Consulting Services · Soe, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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