Los Angeles, CA Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Mapleton Capital Management, LLC
Team
Firm-wide stats for Mapleton Capital Management, LLC
About
Mapleton Capital Management provides discretionary portfolio management to high‑net‑worth individuals, family offices, trusts and a small number of separately managed accounts, and serves as the general partner and investment adviser to three privately‑offered pooled investment funds. The firm reports roughly $87.8 million in discretionary assets under management, a small overall client base, and a limited advisory staff supporting those mandates.
Its investment process is grounded in fundamental research aimed at identifying early inflection points and often uses an active, sometimes aggressive trading approach that can include short positions, options and the opportunistic use of leverage and cash. Mapleton manages SMAs with a similar style but operates its pooled vehicles under a performance‑based allocation framework and places fund trades in coordinated block executions through prime brokers.
Mapleton’s structure and relationships are notable: it operates from six offices, shares trading and research resources with an affiliated registered adviser, and sponsors and advises private pooled funds — a combination that is less common among similar supported firms. The firm discloses several related conflicts (including the priority of fund trades over SMAs and the use of third‑party service providers who receive fees from the funds) and describes mitigation practices such as coordinated block trading and periodic reviews of related‑party arrangements.
Based on Mapleton Capital Management, LLC
Expertise
Based on Mapleton Capital Management, LLC
Location
Los Angeles CA
Advisors at this office
2
Advisors at this office
Richard H
Series 65
Los Angeles, CA
Mapleton Capital Management, LLC
Richard Holtz is a financial advisor at Ocean Park Capital Management, LLC with 24 years of industry experience. He holds a Series 65 designation and has worked at Ocean Park Capital Management since 1999. Outside of his advisory role, he is the Racing Manager for Broad Racing LLC, where he is involved in buying, selling, and racing horses. Ocean Park Capital Management provides investment management exclusively to pooled investment vehicles, focusing on fundamental research to identify early inflection points. The firm employs an aggressive trading style that includes short-term trading, short sales, options, and opportunistic use of leverage, managing portfolios on a discretionary basis within broad fund mandates.
Jason K
Series 65
Los Angeles, CA
Mapleton Capital Management, LLC
Jason Kolker is a financial advisor at Mapleton Capital Management, LLC with 24 years of industry experience. He holds a Series 65 designation and has worked at Mapleton Capital Management since 2000 and Ocean Park Capital Management since 1999. Mapleton Capital Management serves as the general partner and investment adviser to three privately offered pooled funds and provides subadvisory portfolio management to high-net-worth individuals, family offices, and trusts. The firm’s investment approach is based on fundamental research to identify early inflection points in company value and often employs an aggressive, relatively short-term trading style including short selling, options, and leverage.
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