Maplewood Wealth
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,535,349
Clients
8
13% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
LowAverage account size
$441,919
About
Maplewood Wealth serves individual clients (including high-net-worth individuals) and small businesses, providing ongoing and project-based financial planning, investment management tied to planning engagements, and tax preparation services. As of March 2026 the firm reports $3,471,361 in non-discretionary assets under management and no discretionary AUM.
The firm’s investment approach emphasizes long-term, passive portfolios and asset allocation grounded in modern portfolio theory, typically using mutual funds, ETFs, stocks, and bonds tailored to client risk tolerance. Investment recommendations are provided on a non-discretionary basis—clients retain approval authority for trades—and the firm implements individualized execution rather than block or aggregated trading.
What distinguishes the firm from many peers is its primarily non-discretionary operating model and reported all-non-discretionary AUM, a configuration that is uncommon among independent advisers (only about 13% of peers are primarily non-discretionary). The brochure also discloses additional features that may affect clients’ experience, including complimentary tax preparation services offered to clients and the firm principal’s compensated outside business activities as an adjunct professor and as a contractor providing financial advice to employees of other organizations.
Client services
Financial planning
Portfolio management
Selection of other advisers
Tax preparation services
Expertise
Business ownership considerations
Tax strategies for small businesses
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Occupation focus
Founder/Business Owner
Fee options
Fixed fees for Project-Based Financial Planning Services ranging from $995 to $5,000
Minimum fee: $6,000 minimum annual fee for Ongoing Financial Planning Services, may be waived at discretion of Maplewood Wealth Fee-only: Flat monthly fee for Ongoing Financial Planning Services based on complexity; fixed fees ranging from $995 to $5,000 for Project-Based Financial Planning Services; Investment Management Services included with Ongoing Financial Planning Services at no additional fee or optionally 0.50% of assets under management
Main office location
Maplewood Wealth
Arlington Heights IL, United States
Number of offices
1
Most active in
Maplewood Wealth has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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