Maplewood Wealth
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Maplewood Wealth serves individual clients (including high-net-worth individuals) and small businesses, providing ongoing and project-based financial planning, investment management tied to planning engagements, and tax preparation services. As of March 2026 the firm reports $3,471,361 in non-discretionary assets under management and no discretionary AUM.
The firm’s investment approach emphasizes long-term, passive portfolios and asset allocation grounded in modern portfolio theory, typically using mutual funds, ETFs, stocks, and bonds tailored to client risk tolerance. Investment recommendations are provided on a non-discretionary basis—clients retain approval authority for trades—and the firm implements individualized execution rather than block or aggregated trading.
What distinguishes the firm from many peers is its primarily non-discretionary operating model and reported all-non-discretionary AUM, a configuration that is uncommon among independent advisers (only about 13% of peers are primarily non-discretionary). The brochure also discloses additional features that may affect clients’ experience, including complimentary tax preparation services offered to clients and the firm principal’s compensated outside business activities as an adjunct professor and as a contractor providing financial advice to employees of other organizations.
Client services
Expertise
Occupation focus
Fee options
Fixed fees for Project-Based Financial Planning Services ranging from $995 to $5,000
Minimum fee: $6,000 minimum annual fee for Ongoing Financial Planning Services, may be waived at discretion of Maplewood Wealth Fee-only: Flat monthly fee for Ongoing Financial Planning Services based on complexity; fixed fees ranging from $995 to $5,000 for Project-Based Financial Planning Services; Investment Management Services included with Ongoing Financial Planning Services at no additional fee or optionally 0.50% of assets under management
Main office
Arlington Heights IL
Advisors at this office
1
Most active in
Illinois
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)