Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides wealth management and financial planning to individuals (including high-net-worth clients), trusts, estates, and small businesses. Services include discretionary portfolio management, financial planning and consulting, and access to private placements and other alternative investment vehicles.
The advisor’s approach emphasizes fundamental analysis and long-term portfolio construction, with customized asset allocation using ETFs, mutual funds, individual equities, and fixed income while making tactical adjustments as needed. Portfolios may employ options, other derivatives, exchange-traded products, structured products, and margin-based strategies in separately managed accounts to implement hedges or targeted exposures.
Distinctive features include sponsoring a wrap fee program that combines transaction costs with advisory fees, routinely using derivatives in separately managed accounts, and offering educational seminars or workshops for clients. The firm also accepts proxy-voting responsibility, provides access to private placement and complex alternative strategies, and documents commitments to limit client data exposure when using AI tools.
Client services
Expertise
Occupation focus
Fee options
Fixed engagement fees for financial planning services, negotiable
1.00% annually
$400 per hour
Account minimum: $600,000 Minimum fee: Minimum annual fee of $6,000, may be reduced at advisor's discretion
Main office
Rockaway NJ
Advisors at this office
1
Most active in
New Jersey
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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