Marcus Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Marcus Capital is an SEC-registered advisory that serves individuals (including high-net-worth clients), trusts, pension and profit-sharing plans, and charitable organizations. The firm offers discretionary investment management and written financial planning, with the option for limited-scope planning engagements alongside ongoing portfolio oversight.
The firm emphasizes individualized equity portfolios built from U.S. common stocks, blending value and growth positions and using fixed income or ETFs for diversification and capital preservation; portfolios are managed with a long-term, buy-and-hold orientation and are rebalanced toward income-oriented holdings as clients’ needs change. Marcus Capital relies on fundamental research and third‑party research services, manages accounts on a discretionary basis, and enforces trading restrictions and pre‑clearance procedures for personnel to address potential conflicts.
Distinctive features include a small, experienced advisory team overseeing roughly $129 million in client assets across under 100 relationships, which results in relatively high assets-per-advisor compared with many peers. The firm’s leadership brings senior investment‑bank experience and a CFP‑credentialed advisor who also provides compliance consulting to other small advisors; custodial arrangements through Schwab Institutional (including a two‑bank sweep for extended FDIC coverage) and receipt of soft‑dollar research are explicitly disclosed as operational characteristics that may affect execution and research access.
Client services
Expertise
Fee options
Fixed quarterly fee option offered for accounts not requiring active management (specific amounts not stated)
1% annually, paid quarterly
Hourly fees for financial planning (specific rates not stated)
Account minimum: $500,000 Fee-only: Fixed fees or hourly fees for financial planning services, e.g., approximately $600 for a limited-scope engagement
Main office
One Northfield Plaza, Suite 222
Northfield IL 60093
Advisors at this office
2
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Lisa B
CFP®, Series 65
Northfield, IL
Marcus Capital, LLC
Lisa Boyd is a CFP® professional with 18 years of experience in the financial industry. She has been with Marcus Capital, LLC since 2007. Marcus Capital primarily serves individual clients, including high-net-worth households, offering discretionary portfolio management and tailored financial planning. The firm focuses on individualized, equity-focused portfolios that combine U.S. value and growth stocks with fixed income, using fundamental analysis and third-party research to guide investment decisions.
Daniel M
Series 63, Series 65
Northfield, IL
Marcus Capital, LLC
Daniel Marcus is a financial advisor at Marcus Capital, LLC with 25 years of industry experience. He has been with Marcus Capital since 2004 and holds Series 63 and Series 65 licenses. Outside of his advisory role, he serves on the Board of Directors of Crown Electrokinetics Corp., where he chairs both the audit and finance committees. Marcus Capital primarily serves individual clients, including high-net-worth households, offering discretionary portfolio management and written financial planning tailored to client objectives. The firm manages approximately $113 million in client assets with an investment approach that emphasizes individualized, equity-focused portfolios blending value and growth stocks with fixed income for capital preservation.
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