Marian Financial Services, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$11,701,584
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
31
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
31
HighAverage account size
$377,470
About
The firm provides discretionary portfolio management primarily for individual investors, high-net-worth individuals, trusts and estates, client-owned businesses, and retirement plans. Services include managed ETF and individual-stock portfolios, participant account management for defined‑contribution plan accounts via a third‑party platform, estate‑planning facilitation and ad hoc hourly or flat‑fee client services.
Investment implementation centers on model ETF and stock portfolios with customization as appropriate, using a global tactical asset allocation framework that emphasizes equal‑weighted equities and low‑volatility exposures. The firm may use options, margin, short sales and tactical moves to cash, and it rebalances client accounts on a discretionary basis and may dollar‑cost into positions over time.
What is distinctive relative to many peers is the active offering to manage held‑away retirement participant accounts through a third‑party platform and the associated operational workflow to do so, a capability that is uncommon among independent advisers. The firm also maintains an attorney network to facilitate estate documents and applies specific cybersecurity controls — including multifactor biometric access, secure pre‑screened email handling, cloud encryption and an explicit prohibition on autonomous AI programs — and it now outsources financial planning work to other advisers when requested.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Wealth management
Passive / index investing
Active portfolio management
Options & derivatives strategies
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Retired
Fee options
$1,200 to $2,400 per year for CD and money market portfolio; $250 to $500 for estate planning services facilitation
$1 - $500,000: 1.25% annually $500,001 - $1,000,000: 0.75% annually $1,000,001+: 0.50% annually
$250 per hour
Account minimum: $25,000
Most active in
Marian Financial Services, Inc. has reported serving >5 clients in these states in the last 12 months.
California · Florida · Louisiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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