Mark Bussey & Associates, Lc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Mark Bussey & Associates, LC provides portfolio management services to individual clients, offering both discretionary and non-discretionary account management and investment analysis. The brochure states the firm’s clients are only individuals, with no stated account-size requirement, and it reported managing approximately $1.5 million on a discretionary basis as of January 1, 2023.
The firm’s investment activities include equities, over-the-counter securities, corporate and municipal fixed income, certificates of deposit, U.S. government securities, and mutual funds, and it uses a mix of charting, fundamental, technical, and cyclical analysis. Investment strategies cited range from long-term holdings to short-term trades, and advisory fees are charged as a percentage of assets under management.
What is atypical for a firm in an investment-manager category is its exclusive focus on individual clients — including non-high-net-worth individuals — rather than pooled or institutional accounts. The principal has sole responsibility for portfolio management and order entry, the firm does not accept commissions or performance-based fees, and it reports no material outside industry affiliations.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.5% to 2.5% $1,000,000+: 1.5%
Fee-only: Advisory fees only; no commissions or other compensation received.
Main office
Frewsburg NY
Advisors at this office
1
Most active in
Arizona
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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