Mark T. Harvey Investments
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Mark T. Harvey Investments provides financial planning and investment advisory services to individuals, pension/profit‑sharing plans, trusts, estates, charitable organizations, and business entities. In addition to portfolio management and ongoing financial coaching, the firm offers insurance brokerage, residential real estate and mortgage lending services and tax-related assistance (the firm is an IRS enrolled agent), with those activities conducted outside the advisory agreement.
The firm’s investment approach centers on diversified core holdings—primarily index and ETF exposures—implemented with dollar‑cost averaging and a moving‑average based entry/exit method, supplemented by active selections or option strategies when a client requests a more aggressive posture. Accounts are managed under written authority when clients grant it, with quarterly reviews and an explicit process to accommodate client‑directed purchases of commissionable products while seeking to avoid duplicative fees.
Distinctive features disclosed in the brochure include the firm’s licensed insurance and real estate/mortgage businesses and an affiliation with related entities that can earn commissions, as well as ancillary services such as solar system financial analysis. The firm states its practice of disclosing these relationships to clients and adjusting advisory treatment of assets that produce commissions to reduce potential conflicts of interest.
Client services
Expertise
Occupation focus
Fee options
Small additional fixed fees may apply for planning tools and special services.
$0 - $500,000: 1.00% $500,001 - $1,000,000: 0.50% $1,000,001+: 0.40%
Commissionable products offered at client's discretion but are excluded from AUM fees.
Hourly fee for special financial planning services at $200/hour.
Account minimum: $10,000 Minimum fee: Minimum annual fee is $500/yr, paid monthly or quarterly. Fee-only: Financial planning fee standard annual fee $600 ($50 monthly), minimum annual fee $180 ($15 monthly), hourly fee $200/hour for special services.
Main office
Anaheim Hills CA
Advisors at this office
1
Most active in
California
Also doing business as
Harvey, Mark T. · Mark T. Harvey Investments · Mark T. Harvey, Ria
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
Forms ADV
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