M
Market Cycle Investments LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Market Cycle Investments LLC is a state-registered investment manager that provides discretionary portfolio management primarily through sector-focused ETF strategies and pooled vehicles. The firm targets institutional and retirement-plan clients and also offers separate strategies for accredited and individual investors, though it is newly formed and currently reports no assets under management.
Investment decisions rely on historical, macroeconomic, and technical analysis to adjust sector allocations according to measured or perceived market risk, and the firm offers defined solutions including a capital-preservation option, a cycle-driven Bull/Bear strategy, and customizable client portfolios. Management is provided on a discretionary basis by the firm’s sole principal, and the firm does not provide financial planning or participate in wrap-fee programs.
Notable distinctions include a performance-based incentive tied to the Bull/Bear strategy with a high-water mark and an explicit intention to use inverse and leveraged ETFs and margin—each only with client pre-approval—to express short and leveraged exposure across market cycles. The firm discloses a preferred custodian relationship with Interactive Brokers and notes the principal’s limited outside involvement in real estate investment activities, which may be relevant when assessing operational capacity.
Client services
Portfolio management
Expertise
Active portfolio management
Factor investing / smart beta
Options & derivatives strategies
Passive / index investing
Fee options
1.00% annually
15% of capital gains at year end with high water mark for Bull/Bear Trend Portfolio only
Account minimum: $250,000 Fee-only: 1.00% annually for Safety-First and Custom Client Portfolios; 1.00% annually plus 15% performance fee for Bull/Bear Trend Portfolio
Main office location
Market Cycle Investments LLC
Louisville KY, United States
Number of offices
1
Most active in
Market Cycle Investments LLC has reported serving >5 clients in these states in the last 12 months.
Kentucky
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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