Marquis Wealth Management Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$465,057,544
Clients
301
Advisors
6
of 9 employees
About
Marquis Wealth Management Group provides investment advisory and stand‑alone financial planning and consulting to individuals, business entities, pension and profit‑sharing plans, trusts, estates and charitable organizations. The firm offers both discretionary and non‑discretionary portfolio management and may allocate client assets to independent managers and unaffiliated private investment funds.
Portfolios are built from individual equities, fixed income, mutual funds and ETFs, with ongoing monitoring against client objectives and an explicit practice of treating cash as an asset class. A substantial portion of assets are managed on a non‑discretionary basis (roughly $406.6 million non‑discretionary versus $82.6 million discretionary), so transactions generally require client pre‑approval and the firm cannot effect trades when a client is unavailable.
The brochure discloses use of derivatives in separately managed strategies—primarily covered‑call writing and long put purchases—implemented for income or hedging and accompanied by risks such as potential assignment and tax consequences. It also notes that private investment fund valuations provided by fund sponsors are used in reporting and fee calculations, the firm commonly recommends Schwab or Fidelity (and receives certain support services), and some representatives are licensed insurance agents who may receive commissions for insurance product sales.
Client services
Expertise
Fee options
Flat fees may be charged for financial planning or consulting services, fees are negotiable
$0 - $500,000: 1.50% $500,001 - $750,000: 1.25% $750,001 - $1,000,000: 1.10% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $4,000,000: 0.90% $4,000,001 - Negotiable: Negotiable
Certain representatives may receive commissions from insurance products sold in their individual capacities; no obligation to clients to buy these products
$150 to $400 per hour for professional time; $90 to $180 per hour for administrative time for stand-alone financial planning and consulting
Account minimum: $500,000 Minimum fee: $1,500 annually ($375 per quarter) for clients with less than $500,000 of assets; $2,500 annually ($625 per quarter) for clients with $500,000 or more of assets Fee-only: Investment advisory fees based on percentage of AUM as per tiered schedule; financial planning and consulting fees hourly and negotiable
Main office
6208 Whiskey Creek Drive
Fort Myers FL 33919
Advisors at this office
6
Most active in
Florida · Louisiana · Michigan · North Carolina · Texas
Also doing business as
Marquis Wealth Management Group · Mns Financial Management, L.L.C. · Mns Financial Management · The Marquis Wealth Management Group
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Brian O
CFP®, Series 63, Series 65, Series 66
Fort Myers, FL
Marquis Wealth Management Group
Brian O'Connell is a CFP® with 22 years of industry experience. He is affiliated with Marquis Wealth Management Group and has worked at Mns Financial Management LLC since 2008 and Private Capital Management, LP from 2004 to 2008. Marquis Wealth Management Group provides investment advisory and financial planning services to individuals, businesses, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm offers both discretionary and non-discretionary portfolio management, building portfolios from equities, fixed income, mutual funds, and ETFs, with a focus on ongoing monitoring and treating cash as an asset class.
Richard K
CFP®, Series 65
Fort Myers, FL
Marquis Wealth Management Group
Richard Krichbaum is a CFP® with 26 years of experience in the financial industry. He has been associated with Mns Financial Management LLC since 1999. He is based in Fort Myers, FL, and is part of the Marquis Wealth Management Group team. Marquis Wealth Management Group provides investment advisory services and financial planning to individuals, high-net-worth clients, business entities, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm offers portfolio management through both discretionary and non-discretionary engagements, typically allocating assets across equities, fixed income, mutual funds, ETFs, and private investment funds, with a notable emphasis on non-discretionary management.
Marcus H
CFP®, Series 63, Series 66
Fort Myers, FL
Marquis Wealth Management Group
Marcus Henderson is a CFP® professional with nine years of industry experience, currently serving at Marquis Wealth Management Group since 2022. His prior experience includes roles at Raymond James Financial Services Advisors, Busey Bank, and Investors Security Trust Company. Outside of his advisory work, he is also involved as a real estate sales associate with Corbin Henderson Company in Fort Myers, FL. Marquis Wealth Management Group provides investment advisory and financial planning services to individuals, high-net-worth clients, business entities, and charitable organizations. The firm emphasizes a portfolio management approach that includes discretionary and non-discretionary engagements, diversified asset allocations, and the use of limited options and derivatives strategies.
Trevor W
CFP®, CFA®, Series 65
Fort Myers, FL
Marquis Wealth Management Group
Trevor Whitley is a CFP®, CFA®, and Series 65-licensed financial advisor with 20 years of industry experience. He has been with MNS Financial Management since 2004. He is based in Fort Myers, FL, and is part of the Marquis Wealth Management Group team. Marquis Wealth Management Group provides investment advisory services and financial planning to individuals, high-net-worth clients, business entities, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm manages portfolios through discretionary and non-discretionary engagements, employing a range of strategies including equities, fixed income, mutual funds, ETFs, private investment funds, and limited options and derivatives.
Arnold G
CFP®, Series 65
Fort Myers, FL
Marquis Wealth Management Group
Arnold Gillard Jr. is a CFP® and Series 65-registered advisor with Marquis Wealth Management Group, bringing two years of industry experience. Prior to joining Marquis Wealth Management in 2023, he held roles at Wildcat Run Country Club and taught at Florida Gulf Coast University, the University of Central Florida, and Bishop Verot High School. Marquis Wealth Management Group provides investment advisory and financial planning services to individuals, businesses, pension plans, trusts, estates, and charitable organizations. The firm offers both discretionary and non-discretionary portfolio management, utilizing a range of securities including equities, fixed income, mutual funds, and ETFs, with an emphasis on ongoing monitoring and treating cash as an asset class.
Susan S
Series 65
Fort Myers, FL
Marquis Wealth Management Group
Susan Sands is a Series 65 licensed financial advisor with Marquis Wealth Management Group in Fort Myers, FL, where she has worked since 1999. She has 24 years of industry experience as part of a six-advisor team. Marquis Wealth Management Group provides investment advisory services and financial planning to individuals, high-net-worth clients, business entities, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm offers portfolio management through discretionary and non-discretionary arrangements, employing a range of investment strategies including equities, fixed income, mutual funds, ETFs, private investment funds, and limited options and derivatives strategies.
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