Mandeville, LA Asbury Dr. Office

Martin & Associates provides discretionary and non‑discretionary portfolio management to individual and high‑net‑worth clients and also serves as an ERISA section 3(38) investment adviser for retirement plan sponsors through its Network 401k service. The firm operates a wrap‑fee managed account program and offers managed-account relationships that include ongoing reporting and quarterly portfolio evaluation.

The firm manages accounts using a Sector‑Rotation style and constructs portfolios largely with exchange‑traded funds, and its strategies may include the use of margin and inverse ETFs; it also places some client assets with third‑party managers through a model/OPS platform. Accounts are monitored on an ongoing basis with formal reviews at least annually and performance reporting provided to clients each quarter.

What distinguishes this firm from many peers is that its advisory representatives are also registered representatives of a broker‑dealer and are licensed to sell insurance and commissionable products, and the firm explicitly discloses the potential conflicts that arrangement can create. The firm is a small, two‑advisor practice managing its client base and includes a disclosed regulatory arbitration settlement from 2006 in its public filings.