Martone Capital Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$23,469,018
Clients
45
16% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
45
HighAverage account size
$521,534
About
Martone Capital Management, Inc. provides investment advisory services to individuals, high-net-worth clients, and pension and profit-sharing plans, delivering portfolio management and periodic account monitoring. The firm works with a relatively small client base and offers both discretionary and non-discretionary engagements depending on client preference.
The firm uses a mix of fundamental, technical, and cyclical analysis and implements long‑term, short‑term, and trading strategies across individual equities, bonds, mutual funds, ETFs and other instruments. In practice, nearly all assets are managed on a non‑discretionary basis, so the adviser typically recommends transactions but requires prior client consent before executing trades.
Compared with many solo independent advisers, Martone Capital’s client mix includes pension and profit‑sharing plans — a less common client type for firms of this size — and its filings show a predominance of non‑discretionary AUM. The firm also discloses an affiliated insurance licensing activity that may result in commission‑based recommendations and states it may employ specialized instruments (such as inverse and closed‑end funds) and treats cash as an asset class.
Client services
Portfolio management
Expertise
Wealth management
Fee options
up to 1.25% annually, negotiable
Commission-based compensation for insurance products via licensed insurance agent
Main office location
Martone Capital Management, Inc.
520 White Plains Rd, Suite 500
Tarrytown NY 10591, United States
Number of offices
2
Most active in
Martone Capital Management, Inc. has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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