Bakersfield, CA California Ave Office
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Mass Mutual Investors Services
Institution
Firm-wide stats for Mass Mutual Investors Services
About
MML Investors Services, LLC is a broker‑dealer and SEC‑registered investment adviser that operates as a subsidiary of MassMutual. It provides ongoing financial planning to individuals (including high‑net‑worth clients), business owners, trusts, estates, charitable organizations, and employers, and also offers asset management, wrap and money‑manager programs and educational seminars.
Financial planning engagements are structured as annual, collaborative relationships in which advisers collect detailed client information, use firm‑approved software (including Monte Carlo simulations and automated asset‑allocation tools) to analyze goals, and deliver written recommendations; advisers generally recommend investment categories and strategies rather than making specific product selections and do not have investment discretion as part of the planning engagement. Implementation of recommendations is optional and requires separate brokerage or insurance arrangements, and advisers may receive additional compensation in their capacities as registered representatives or insurance agents when clients choose to implement recommendations.
Noteworthy features in the brochure include the recent addition of a standalone Divorce Planning offering (announced March 2026) and explicit descriptions of estate‑settlement and employer‑sponsored planning programs, which present event‑driven planning services in a defined way. The firm also discloses an extensive history of regulatory and enforcement actions (including SEC and state orders and associated remediation) and details about affiliated‑product distribution and sales‑support compensation arrangements that can create potential conflicts of interest for clients to consider.
Based on Mass Mutual Investors Services
Expertise
Based on Mass Mutual Investors Services
Location
5001 California Ave, Suite 105
Bakersfield CA 93309
Advisors at this office
3
Advisors at this office
Son L
Series 63, Series 66
Bakersfield, CA
Mass Mutual Investors Services
Son Le is a financial advisor with Mass Mutual Investors Services, holding Series 63 and Series 66 licenses and bringing 15 years of industry experience. He has been with Mass Mutual Investors Services since 2016 and has worked concurrently with MassMutual Life Insurance Company since 2015. Outside of his advisory work, Son Le also works as a driver for a ride-sharing service. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser that provides financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers a range of programs including wrap and money-manager options, as well as educational seminars.
Dennis H
Series 66
Bakersfield, CA
Mass Mutual Investors Services
Dennis Hamilton is a financial advisor with MassMutual Investors Services, holding a Series 66 designation and 11 years of industry experience. He has been with MML Investors Services and MassMutual Life Insurance Company since 2017, and previously worked at Princor Financial Services Corporation and Principal Life Insurance Company from 2015 to 2017. Outside of his advisory work, he is involved in individual and group life and health insurance sales. MassMutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational seminars, focusing on collaborative, goal-oriented planning using firm-approved analytical tools.
Marisol O
Series 66
Bakersfield, CA
Mass Mutual Investors Services
Marisol O'Neil is a financial advisor with Mass Mutual Investors Services and holds a Series 66 designation. She has 17 years of industry experience, including 15 years at Charles Schwab before joining MassMutual in 2026. Outside of her advisory role, she is involved in fundraising events for Blood Cancer United and supports the Bakersfield Christian High School Booster by marketing spirit wear. MassMutual Investors Services is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, wrap and money-manager programs, and educational seminars.
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