Dallas, TX Noel Road Office

Team
Updated today
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Mass Mutual Investors Services

Institution

Firm-wide stats for Mass Mutual Investors Services

Total advisors

5,092

Across 1,229 offices

Clients per advisor

88 Typical

Avg AUM per client

$249,379 Low

HNW client ratio

0% Very Low

About

MML Investors Services, LLC is a broker‑dealer and SEC‑registered investment adviser that operates as a subsidiary of MassMutual. It provides ongoing financial planning to individuals (including high‑net‑worth clients), business owners, trusts, estates, charitable organizations, and employers, and also offers asset management, wrap and money‑manager programs and educational seminars.

Financial planning engagements are structured as annual, collaborative relationships in which advisers collect detailed client information, use firm‑approved software (including Monte Carlo simulations and automated asset‑allocation tools) to analyze goals, and deliver written recommendations; advisers generally recommend investment categories and strategies rather than making specific product selections and do not have investment discretion as part of the planning engagement. Implementation of recommendations is optional and requires separate brokerage or insurance arrangements, and advisers may receive additional compensation in their capacities as registered representatives or insurance agents when clients choose to implement recommendations.

Noteworthy features in the brochure include the recent addition of a standalone Divorce Planning offering (announced March 2026) and explicit descriptions of estate‑settlement and employer‑sponsored planning programs, which present event‑driven planning services in a defined way. The firm also discloses an extensive history of regulatory and enforcement actions (including SEC and state orders and associated remediation) and details about affiliated‑product distribution and sales‑support compensation arrangements that can create potential conflicts of interest for clients to consider.

Based on Mass Mutual Investors Services

Expertise

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting

Based on Mass Mutual Investors Services

Occupation focus

Founder/Business Owner Attorney Executive

Based on Mass Mutual Investors Services

Demographic focus

Married/Couples/Partners Divorced

Based on Mass Mutual Investors Services

Location

13455 Noel Road, 20th Floor

Dallas TX 75240

Advisors at this office

26

Advisors at this office

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Angela A

Series 66

Dallas, TX

Mass Mutual Investors Services

Angela Arrington is a financial advisor at Mass Mutual Investors Services with one year of industry experience. She previously worked at Ameriprise and Bay Mountain Capital LLC. Outside of advising, she manages a residential rental property. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, and charitable organizations. The firm offers financial planning, asset management, and educational seminars with a focus on collaborative, goal-driven planning.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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James A

Series 63, Series 66

Dallas, TX

Mass Mutual Investors Services

James Allen is a financial advisor with Mass Mutual Investors Services in Dallas, TX, holding Series 63 and Series 66 licenses and with 16 years of industry experience. His prior roles include positions at Guardian Life Insurance Company, Park Avenue Securities, Eagle Strategies, and New York Life Insurance Company. He is the owner of Lonestar Financial Network LLC, a former financial services entity for which he currently holds the name without active duties. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational seminars with a focus on collaborative, goal-oriented planning using firm-approved analytical tools.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Leonard G

ChFC®, Series 63, Series 65

Dallas, TX

Mass Mutual Investors Services

Leonard Gargagliano is a financial advisor with Mass Mutual Investors Services in Dallas, TX, holding the ChFC® designation along with Series 63 and Series 65 licenses. He has 32 years of industry experience, including over three decades at Northwestern Mutual in various roles before joining Mass Mutual Investors Services and MassMutual Life Insurance Company in 2026. Mass Mutual Investors Services operates as a broker-dealer and SEC-registered investment adviser offering financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm emphasizes collaborative annual planning engagements using firm-approved software and provides event-driven planning services such as divorce and estate settlement planning.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Torey F

Series 63, Series 65

Dallas, TX

Mass Mutual Investors Services

Torey Franklin is a financial advisor with Mass Mutual Investors Services in Dallas, TX, holding Series 63 and Series 65 designations and 18 years of industry experience. His prior work includes roles at Guardian Life Insurance Company, Bank of America, Merrill, Robinhood Financial, and First Command Advisory Services. Outside of finance, he serves as a pastor at Walking In His Image Ministries and is involved with the Violence Intervention and Prevention of Fort Worth organization. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser providing financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers a range of planning programs, including a recent Divorce Planning service, using detailed client data and firm-approved tools to deliver written financial recommendations.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Patrick N

CFP®, ChFC®, Series 63, Series 65

Dallas, TX

Mass Mutual Investors Services

Patrick Nolan is a financial advisor with Mass Mutual Investors Services in Dallas, TX, holding the CFP® and ChFC® designations and bringing 26 years of industry experience. Prior to joining Mass Mutual in 2018, he worked at USAA Financial Advisors and USAA Investment Management Company. He is also a partner of Agility Financial Group LLC, a financial services firm. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser offering financial planning, asset management, and educational services to individuals, business owners, trusts, and nonprofit organizations. The firm’s financial planning process involves detailed client analysis using firm-approved tools and delivers written recommendations without investment discretion.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Jeffrey B

Series 63, Series 66

Dallas, TX

Mass Mutual Investors Services

Jeffrey Benson is a financial advisor with Mass Mutual Investors Services in Dallas, TX. He holds Series 63 and Series 66 credentials and has nine years of industry experience. In addition to his advisory role, he is involved in college planning referrals and outside insurance sales, including life, disability, long-term care, and fixed annuities. Mass Mutual Investors Services operates as a broker-dealer and SEC-registered investment adviser, providing financial planning and asset management to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers collaborative, goal-oriented planning engagements supported by firm-approved analytical tools, with implementation of recommendations requiring separate arrangements.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Jerry H

Series 66, Series 65

Dallas, TX

Mass Mutual Investors Services

Jerry Horton is a financial advisor with Mass Mutual Investors Services holding Series 66 and Series 65 credentials and 25 years of industry experience. He has worked with Mass Mutual Investors Services since 2017 and was previously associated with MetLife Securities Inc. from 2015 to 2017. In addition to his advisory role, Horton is also an insurance agent specializing in individual life, health, group life, group health, fixed annuities, disability insurance, and long-term care insurance. Mass Mutual Investors Services operates as a broker-dealer and SEC-registered investment adviser, providing financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers collaborative, annual financial planning engagements using firm-approved tools, with optional implementation through separate brokerage or insurance arrangements.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Peggy T

Series 63, Series 65

Dallas, TX

Mass Mutual Investors Services

Peggy Tung is a financial advisor with Mass Mutual Investors Services based in Dallas, TX, holding Series 63 and Series 65 licenses and having 33 years of industry experience. Her career includes two decades at Metlife Securities Inc. before joining MassMutual Life Insurance Company and subsequently Mass Mutual Investors Services. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers with financial planning, asset management, and educational programs.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Amy N

Series 63, Series 65

Dallas, TX

Mass Mutual Investors Services

Amy Ng is a financial advisor with MassMutual Investors Services in Dallas, TX, holding Series 63 and Series 65 credentials and bringing 38 years of industry experience. She previously worked for MetLife Securities Inc. for 30 years before joining MassMutual in 2016. Amy is also an insurance agent with experience in life, property/casualty, fixed annuity, and long-term care insurance. MassMutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser serving individual clients, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational seminars, using structured, collaborative planning processes and various analytical tools.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Gregory H

Series 65, Series 63

Dallas, TX

Mass Mutual Investors Services

Gregory Hancock is a financial advisor with Mass Mutual Investors Services in Dallas, TX, holding Series 63 and Series 65 licenses and 10 years of industry experience. He has been with Mass Mutual Investors Services since 2015 and has worked with MassMutual Life Insurance since 2011. MassMutual Investors Services provides financial planning and asset management to individuals, business owners, trusts, estates, charitable organizations, and employers, using firm-approved tools and a collaborative planning process.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Chase S

Series 63, Series 65

Dallas, TX

Mass Mutual Investors Services

Chase Scott is a financial advisor with Mass Mutual Investors Services in Dallas, TX, holding Series 63 and Series 65 licenses and three years of industry experience. He has previously worked with Park Avenue Securities, Guardian Life Insurance Company, and Northwestern Mutual. Outside of finance, he spent three years at Precision Demolition and four years at RJM Contractors Inc. Mass Mutual Investors Services operates as a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, wrap and money-manager programs, and educational seminars.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
user avatar

Jason W

Series 66

Dallas, TX

Mass Mutual Investors Services

Jason Watson is a financial advisor at Mass Mutual Investors Services with 16 years of industry experience. He holds a Series 66 designation and previously worked at Guardian Life Insurance Co of America and Primerica Advisors. He is based in Dallas, TX. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser that serves individuals, business owners, trusts, estates, charitable organizations, and employers. The firm provides financial planning, asset management, and educational seminars, using firm-approved software and collaborative annual planning processes.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
user avatar

Matthew G

Series 66

Dallas, TX

Mass Mutual Investors Services

Matthew Goodrich is a financial advisor with Mass Mutual Investors Services in Dallas, TX, holding a Series 66 designation and with eight years of industry experience. He has been associated with MML Investors Services, LLC since 2018 and with MassMutual/Spectrum Financial Group since 2017. Goodrich also has a history of involvement in financial education through the University of Texas at Dallas and UT Dallas Comet Cents. Additionally, he is active as an insurance broker specializing in individual life and long-term care insurance. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational programs, utilizing firm-approved software for goal analysis and recommending investment strategies without discretionary authority.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
user avatar

Caleb G

Series 66

Dallas, TX

Mass Mutual Investors Services

Caleb Gorton is a Series 66-licensed financial advisor with Mass Mutual Investors Services in Dallas, TX, with one year of industry experience. His prior roles include work at MassMutual Life Insurance, Guaranty Bank and Trust, and DoorDash, as well as bookkeeping duties at Gorton Clinic involving tracking patient test results. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser that offers financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm employs a collaborative, annual planning process and provides various investment and planning programs, including high-net-worth and event-driven services.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Daniel L

Series 63, Series 65

Dallas, TX

Mass Mutual Investors Services

Daniel Lengyel is a financial advisor with Mass Mutual Investors Services in Dallas, TX, holding Series 63 and Series 65 licenses and bringing 33 years of industry experience. He has worked at Mass Mutual Investors Services since 2017 and has been affiliated with Massachusetts Mutual Life Insurance Company since 2016, following two years at Metlife Securities Inc. In addition to his advisory role, Lengyel has ownership in a property and casualty insurance business and serves as managing partner of a financial services LLC. Mass Mutual Investors Services, LLC operates as a subsidiary of MassMutual, providing financial planning and asset management to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm’s approach emphasizes collaborative, annual planning engagements supported by firm-approved analytical tools, with implementation of recommendations arranged separately through brokerage or insurance channels.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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