Huntington, NY Main St Office
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Mass Mutual Investors Services
Institution
Firm-wide stats for Mass Mutual Investors Services
About
MML Investors Services, LLC is a broker‑dealer and SEC‑registered investment adviser that operates as a subsidiary of MassMutual. It provides ongoing financial planning to individuals (including high‑net‑worth clients), business owners, trusts, estates, charitable organizations, and employers, and also offers asset management, wrap and money‑manager programs and educational seminars.
Financial planning engagements are structured as annual, collaborative relationships in which advisers collect detailed client information, use firm‑approved software (including Monte Carlo simulations and automated asset‑allocation tools) to analyze goals, and deliver written recommendations; advisers generally recommend investment categories and strategies rather than making specific product selections and do not have investment discretion as part of the planning engagement. Implementation of recommendations is optional and requires separate brokerage or insurance arrangements, and advisers may receive additional compensation in their capacities as registered representatives or insurance agents when clients choose to implement recommendations.
Noteworthy features in the brochure include the recent addition of a standalone Divorce Planning offering (announced March 2026) and explicit descriptions of estate‑settlement and employer‑sponsored planning programs, which present event‑driven planning services in a defined way. The firm also discloses an extensive history of regulatory and enforcement actions (including SEC and state orders and associated remediation) and details about affiliated‑product distribution and sales‑support compensation arrangements that can create potential conflicts of interest for clients to consider.
Based on Mass Mutual Investors Services
Expertise
Based on Mass Mutual Investors Services
Location
263 Main St, 3rd Floor
Huntington NY 11743
Advisors at this office
5
Advisors at this office
Michael D
Series 66
Huntington, NY
Mass Mutual Investors Services
Michael Di Filippo is an advisor with Mass Mutual Investors Services and holds a Series 66 designation. He has one year of industry experience and previously worked at Freedom Boat Club and Northwestern Mutual Investment Management. Outside of advising, he operates an insurance brokerage focused on life, disability, long-term care, fixed annuities, and health products. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational seminars, with a focus on collaborative, goal-based planning engagements.
Justin V
Series 63, Series 66
Huntington, NY
Mass Mutual Investors Services
Justin Volence is a financial advisor with MassMutual Investors Services holding Series 63 and Series 66 credentials and nine years of industry experience. His prior roles include positions at LPL Financial, J.P. Morgan Securities, HSBC Securities, and Rockline Wealth Management. He is also licensed as an insurance broker, focusing on life, disability, long-term care, fixed annuities, and health insurance. MassMutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, and charitable organizations. The firm offers financial planning, asset management, and educational seminars, utilizing firm-approved software and collaborative annual planning relationships.
Justin M
Series 63
Huntington, NY
Mass Mutual Investors Services
Justin Manfredo is a financial advisor with MassMutual Investors Services and holds a Series 63 designation. He has 17 years of industry experience, previously working at firms including Equity Services, National Life, Hornor Townsend & Kent, and Penn Mutual Life Insurance. He is the principal and founder of Life Legacy Concepts Inc., where he manages his own financial services practice. MassMutual Investors Services is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational seminars, employing firm-approved software and collaborative planning processes.
Ismael M
Series 66
Huntington, NY
Mass Mutual Investors Services
Ismael Maldonado IV is a financial advisor at MassMutual Investors Services with a Series 66 credential and one year of industry experience. His previous work includes positions at MassMutual Life Insurance Company, various roles in the hospitality industry, and studies at Utica University. Outside of finance, he has been involved in operating hospitality businesses such as Jetty Bar and Grill. MassMutual Investors Services is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm provides financial planning, asset management, and educational programs with an emphasis on collaborative, goal-driven planning using firm-approved analytical tools.
Kevin G
Series 66
Huntington, NY
Mass Mutual Investors Services
Kevin Gang is a financial advisor with Mass Mutual Investors Services in Huntington, NY. He holds the Series 66 designation and has recent experience with MML Investors Services, MassMutual Life Insurance Co, Gallagher Bassett, Pharmacist Mutual Company, and Liberty Mutual Insurance Company. Mass Mutual Investors Services operates as a broker-dealer and SEC-registered investment adviser offering financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm provides collaborative, goal-based financial planning using firm-approved analytical tools, with implementation of recommendations requiring separate brokerage or insurance arrangements.
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