Las Vegas, NV South Pavilion Center Dr Office

Team
Updated today
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Mass Mutual Investors Services

Institution

Firm-wide stats for Mass Mutual Investors Services

Total advisors

5,113

Across 1,227 offices

Clients per advisor

88 Typical

Avg AUM per client

$249,379 Low

HNW client ratio

0% Very Low

About

MML Investors Services, LLC is a broker‑dealer and SEC‑registered investment adviser that operates as a subsidiary of MassMutual. It provides ongoing financial planning to individuals (including high‑net‑worth clients), business owners, trusts, estates, charitable organizations, and employers, and also offers asset management, wrap and money‑manager programs and educational seminars.

Financial planning engagements are structured as annual, collaborative relationships in which advisers collect detailed client information, use firm‑approved software (including Monte Carlo simulations and automated asset‑allocation tools) to analyze goals, and deliver written recommendations; advisers generally recommend investment categories and strategies rather than making specific product selections and do not have investment discretion as part of the planning engagement. Implementation of recommendations is optional and requires separate brokerage or insurance arrangements, and advisers may receive additional compensation in their capacities as registered representatives or insurance agents when clients choose to implement recommendations.

Noteworthy features in the brochure include the recent addition of a standalone Divorce Planning offering (announced March 2026) and explicit descriptions of estate‑settlement and employer‑sponsored planning programs, which present event‑driven planning services in a defined way. The firm also discloses an extensive history of regulatory and enforcement actions (including SEC and state orders and associated remediation) and details about affiliated‑product distribution and sales‑support compensation arrangements that can create potential conflicts of interest for clients to consider.

Based on Mass Mutual Investors Services

Expertise

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting

Based on Mass Mutual Investors Services

Occupation focus

Founder/Business Owner Attorney Executive

Based on Mass Mutual Investors Services

Demographic focus

Married/Couples/Partners Divorced

Based on Mass Mutual Investors Services

Location

1700 South Pavilion Center Dr, Suite 320

Las Vegas NV 89135

Advisors at this office

10

Advisors at this office

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Douglas G

Series 66

Las Vegas, NV

Mass Mutual Investors Services

Douglas Gold is a financial advisor with Mass Mutual Investors Services in Las Vegas, NV, holding a Series 66 designation and 19 years of industry experience. His prior roles include positions at Wells Fargo and BNY Mellon. Outside of his advisory work, he serves on the boards of several nonprofit organizations focused on tutoring services for low-income schools, adoption and social services, and the Anti-Defamation League. Mass Mutual Investors Services operates as a subsidiary of MassMutual, providing financial planning and asset management services to individuals, business owners, trusts, estates, and charitable organizations. The firm offers collaborative, annual financial planning engagements and a range of investment and educational programs.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Kadishe L

Series 66

Las Vegas, NV

Mass Mutual Investors Services

Kadishe Limani is a financial advisor with Mass Mutual Investors Services in Las Vegas, NV, holding a Series 66 credential and four years of industry experience. Prior to joining Mass Mutual Investors Services in 2022, Limani worked at Mass Mutual Insurance Company and has experience with the Yukon-Kuskokwim Health Corporation and the Association of Village Council Presidents. Outside of advisory work, Limani is also an insurance agent specializing in life, disability, long-term care, fixed annuities, and health insurance. Mass Mutual Investors Services, a subsidiary of MassMutual, provides financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers, using a collaborative, goal-driven approach supported by firm-approved analytical tools.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Nacole L

Series 63, Series 65

Las Vegas, NV

Mass Mutual Investors Services

Nacole Light is a financial advisor with Mass Mutual Investors Services in Las Vegas, NV, holding Series 63 and Series 65 credentials and has eight years of industry experience. She has been with Mass Mutual Investors Services and Mass Mutual Life Insurance Company since 2019 and previously worked at Pruco Securities LLC and The Prudential Insurance Company of America. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser that serves individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers ongoing financial planning, asset management, and educational seminars, structuring engagements as annual collaborative relationships using firm-approved planning tools.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Alexander W

Series 63, Series 65

Las Vegas, NV

Mass Mutual Investors Services

Alexander Wang is a financial advisor at Mass Mutual Investors Services with Series 63 and Series 65 credentials and three years of industry experience. His prior roles include positions at MassMutual Life Insurance Company and MML Investors Services LLC. He is also licensed as an insurance agent, selling life and health insurance products. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm provides financial planning through collaborative annual engagements, employing firm-approved tools to analyze client goals and delivering written recommendations, with optional implementation through separate brokerage or insurance arrangements.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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John R

Series 65, Series 66

Las Vegas, NV

Mass Mutual Investors Services

John Roehm is a financial advisor with Mass Mutual Investors Services based in Las Vegas, NV, holding Series 65 and Series 66 licenses. He has 20 years of industry experience, including long tenures at Key Investment Services LLC and KEY BANK. Outside of his advisory role, he is involved in insurance brokerage and business development for residential and commercial real estate financing companies. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers ongoing financial planning, asset management, and educational seminars, with a focus on collaborative, annual planning engagements using firm-approved analytical tools.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Jay C

Series 63, Series 65

Las Vegas, NV

Mass Mutual Investors Services

Jay Capps is a financial advisor with Mass Mutual Investors Services in Las Vegas, NV, holding Series 63 and Series 65 licenses and six years of industry experience. Prior to joining Mass Mutual Investors Services in 2026, he worked with Northwestern Mutual Wealth Management Company and affiliated entities from 2019 to 2025. Mass Mutual Investors Services, LLC operates as a broker-dealer and SEC-registered investment adviser subsidiary of MassMutual, providing financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm’s approach includes annual, collaborative planning engagements using firm-approved software and offers event-driven planning services such as estate settlement, employer-sponsored planning, and divorce planning.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
user avatar

Pierre P

Series 63, Series 65

Las Vegas, NV

Mass Mutual Investors Services

Pierre Perez is a financial advisor at Mass Mutual Investors Services with 11 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Wells Fargo Clearing and Wells Fargo Advisors. Mass Mutual Investors Services is a subsidiary of MassMutual that provides financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm employs collaborative, annual planning engagements using firm-approved software and offers specialized programs such as divorce planning and estate settlement.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Emily P

CFP®, ChFC®, Series 63, Series 65

Las Vegas, NV

Mass Mutual Investors Services

Emily Pendleton is a CFP® and ChFC® with 22 years of industry experience. She has worked at Mass Mutual Investors Services since 2017 and previously spent 13 years with MetLife Securities. In addition to her advisory role, she is an independent insurance agent and operates a legacy planning LLC focused on financial planning services. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser that provides financial planning and asset management to individuals, business owners, trusts, estates, and charitable organizations. The firm emphasizes annual, collaborative planning engagements supported by firm-approved analytical tools and offers a range of specialized planning services.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
user avatar

Marcos M

Series 63, Series 65

Las Vegas, NV

Mass Mutual Investors Services

Marcos Martinez Bergman is a financial advisor with Mass Mutual Investors Services in Las Vegas, NV. He holds Series 63 and Series 65 licenses and has five years of industry experience. His prior roles include positions at Northwestern Mutual and New York Life, among others. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser that offers financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm provides annual, collaborative financial planning engagements that utilize firm-approved analytical tools and offers various event-driven planning programs.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
user avatar

Raymond Y

CFA®, Series 63, Series 66

Las Vegas, NV

Mass Mutual Investors Services

Raymond Yin is a financial advisor with Mass Mutual Investors Services in Las Vegas, NV, holding the CFA® designation and Series 63 and 66 licenses. He has 12 years of industry experience, including roles at UBS Asset Management and Chongyang International Asset Management. From 2024 to 2026, he took a break for extended travel. MassMutual Investors Services operates as a broker-dealer and SEC-registered investment adviser under MassMutual, providing financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm emphasizes annual, collaborative planning engagements using firm-approved software to analyze client goals and offers event-driven planning services such as divorce and estate settlement planning.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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