New York, NY 90 Park Ave Office

Team
Updated today
Mass Mutual Investors Services logo

Mass Mutual Investors Services

Institution

Firm-wide stats for Mass Mutual Investors Services

Total advisors

5,092

Across 1,229 offices

Clients per advisor

88 Typical

Avg AUM per client

$249,379 Low

HNW client ratio

0% Very Low

About

MML Investors Services, LLC is a broker‑dealer and SEC‑registered investment adviser that operates as a subsidiary of MassMutual. It provides ongoing financial planning to individuals (including high‑net‑worth clients), business owners, trusts, estates, charitable organizations, and employers, and also offers asset management, wrap and money‑manager programs and educational seminars.

Financial planning engagements are structured as annual, collaborative relationships in which advisers collect detailed client information, use firm‑approved software (including Monte Carlo simulations and automated asset‑allocation tools) to analyze goals, and deliver written recommendations; advisers generally recommend investment categories and strategies rather than making specific product selections and do not have investment discretion as part of the planning engagement. Implementation of recommendations is optional and requires separate brokerage or insurance arrangements, and advisers may receive additional compensation in their capacities as registered representatives or insurance agents when clients choose to implement recommendations.

Noteworthy features in the brochure include the recent addition of a standalone Divorce Planning offering (announced March 2026) and explicit descriptions of estate‑settlement and employer‑sponsored planning programs, which present event‑driven planning services in a defined way. The firm also discloses an extensive history of regulatory and enforcement actions (including SEC and state orders and associated remediation) and details about affiliated‑product distribution and sales‑support compensation arrangements that can create potential conflicts of interest for clients to consider.

Based on Mass Mutual Investors Services

Expertise

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting

Based on Mass Mutual Investors Services

Occupation focus

Founder/Business Owner Attorney Executive

Based on Mass Mutual Investors Services

Demographic focus

Married/Couples/Partners Divorced

Based on Mass Mutual Investors Services

Location

90 Park Ave, 18th Floor

New York NY 10016

Advisors at this office

89

Advisors at this office

user avatar

Brett N

Series 63

New York, NY

Mass Mutual Investors Services

Brett Norton is a financial advisor with Mass Mutual Investors Services in New York, NY. He holds a Series 63 designation and has nine years of industry experience. His career includes roles at MML Investor Services, LLC, Mass Mutual Life Insurance Company, and Lenox Advisors, Inc. Outside of his advisory work, he is also involved in insurance sales as an agent with Lenox Advisors, focusing on life and health insurance products. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational seminars, using firm-approved software tools to support collaborative, goal-based planning and investment recommendations.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
user avatar

Sharamaurice T

Series 63, Series 66

New York, NY

Mass Mutual Investors Services

Sharamaurice Thomas is a financial advisor with Mass Mutual Investors Services in New York, NY, holding Series 63 and Series 66 credentials and seven years of industry experience. Prior to his current role, he worked at Edward Jones, Fidelity Personal & Workplace Advisors, Fidelity Brokerage Services LLC, Merrill, and Mass Mutual. MML Investors Services, LLC operates as a subsidiary of MassMutual and provides financial planning and investment advisory services to individuals, business owners, trusts, estates, charitable organizations, and employers, offering programs such as asset management and educational seminars.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Carter M

Series 66

New York, NY

Mass Mutual Investors Services

Carter Moebius is a financial advisor with Mass Mutual Investors Services in New York, NY, holding a Series 66 designation and eight years of industry experience. He has worked at several firms since 2010, including AXA Advisors, LLC and 21st Century Fox (Hole in the Fence Productions, LLC). Mass Mutual Investors Services operates as a broker-dealer and SEC-registered investment adviser, providing financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers a range of programs including wrap and money-manager services, educational seminars, and event-driven planning such as divorce and estate settlement.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Russell R

CFP®, Series 63, Series 65

New York, NY

Mass Mutual Investors Services

Russell Rolnick is a financial advisor with Mass Mutual Investors Services in New York, NY, holding the CFP® designation along with Series 63 and Series 65 licenses. He has 34 years of industry experience and has been with MML Investors Services Inc and Mass Mutual Life Insurance Company since 2008. Outside of his advisory role, he serves as treasurer for the local civic organization Heritage of West Nyack. MML Investors Services, LLC is a broker-dealer and SEC-registered investment adviser that provides financial planning and asset management services to individuals, business owners, trusts, estates, and charitable organizations. The firm offers tailored planning engagements supported by technology tools and also conducts educational seminars.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Paul M

Series 63

New York, NY

Mass Mutual Investors Services

Paul Mass is a financial advisor with Mass Mutual Investors Services in New York, NY, holding a Series 63 designation and over 28 years of industry experience. He has been with Mass Mutual Investors Services since 1997 and also maintains a role with Mass Mutual Life Insurance Company since 1996. In addition to his advisory work, he owns and operates Clearview Financial Solutions, providing various individual and group insurance products. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, and charitable organizations. The firm offers financial planning, asset management, and educational seminars, structuring engagements as ongoing, collaborative relationships that emphasize goal analysis and written recommendations without discretionary authority.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
user avatar

Ronald G

Series 63

New York, NY

Mass Mutual Investors Services

Ronald Goodman is a financial advisor with Mass Mutual Investors Services in New York, NY. He holds the Series 63 designation and has 21 years of experience in the industry. He has worked at Mass Mutual Investors Services and Mass Mutual Life Insurance Company since 2008. Outside of his advisory role, he is also an agent at Lenox Advisors Inc., a brokerage specializing in life and health insurance. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm provides financial planning, asset management, and educational seminars, with a focus on collaborative, goal-driven planning using firm-approved tools.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
user avatar

Ryan D

Series 66

New York, NY

Mass Mutual Investors Services

Ryan Davidson is a financial advisor with Mass Mutual Investors Services in New York, NY, holding a Series 66 designation and four years of industry experience. His work history includes roles at Equitable Advisors and TD Bank, as well as several shorter-term positions across advisory and financial services firms. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm provides ongoing financial planning, asset management, and educational seminars, using firm-approved tools to develop collaborative, annual planning engagements.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
user avatar

Jackson M

Series 66

New York, NY

Mass Mutual Investors Services

Jackson Modico is a financial advisor at Mass Mutual Investors Services with three years of industry experience. He holds a Series 66 credential and has worked previously at Equitable Advisors and Unitas Wealth Management. Outside of his advisory role, he is involved with the Long Island Center for Independent Living. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser that offers financial planning and asset management services to individuals, business owners, trusts, estates, and charitable organizations. The firm provides ongoing, collaborative financial planning using firm-approved tools and offers specialized planning programs including divorce and estate settlement services.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
user avatar

Bennett L

Series 66

New York, NY

Mass Mutual Investors Services

Bennett Lawrence is a financial advisor with Mass Mutual Investors Services in New York, NY, holding a Series 66 designation and two years of industry experience. His work history includes roles at MassMutual Life Insurance Company, Newmark, and Wildcat Advisory Group. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational seminars with a focus on collaborative, annual planning engagements.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
user avatar

Jeremy S

Series 66

New York, NY

Mass Mutual Investors Services

Jeremy Sklar is a financial advisor with Mass Mutual Investors Services, holding a Series 66 designation and two years of industry experience. His work history includes roles at Fifth Avenue Financial and Lenox Advisors. He has also held positions at the University of Maryland and in civil service with the City of Yonkers. MML Investors Services, LLC is a broker-dealer and SEC-registered investment adviser subsidiary of MassMutual that provides financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers event-driven planning programs and educational seminars alongside its asset management and wrap programs.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
user avatar

Andrew G

Series 66

New York, NY

Mass Mutual Investors Services

Andrew Gilliland is a financial advisor with Mass Mutual Investors Services, holding a Series 66 license and five years of industry experience. Prior to joining Mass Mutual in 2026, he worked at Guardian Life for five years. Outside of his financial advisory role, he facilitates virtual weekly meetings for an artistic coaching group. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser that provides financial planning and asset management services to individuals, business owners, trusts, estates, and charitable organizations. The firm emphasizes collaborative, goal-based planning using firm-approved software and offers specialized event-driven planning services.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
user avatar

Matthew S

ChFC®, Series 66

New York, NY

Mass Mutual Investors Services

Matthew Sendach is a financial advisor with Mass Mutual Investors Services in New York, NY, holding the ChFC® designation and Series 66 license with 17 years of industry experience. He has worked with MassMutual Life Insurance Company and Mass Mutual Investors Services since 2009. Outside of his advisory role, he is also involved in insurance sales as an agent for Lenox Advisors. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser that serves individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational programs, using a collaborative process supported by firm-approved software to develop and deliver client recommendations.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced

Kamar P

Series 66

New York, NY

Mass Mutual Investors Services

Kamar Plunkett is a financial advisor with Mass Mutual Investors Services in New York, NY. He holds a Series 66 designation and has 17 years of industry experience. His prior roles include positions at Edward Jones, Fidelity Personal & Workplace Advisors, and TIAA. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser that provides financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers event-driven planning programs and uses firm-approved tools to deliver written financial recommendations in annual, collaborative engagements.

Retirement income strategy General retirement planning Business ownership considerations Business exit / sale strategy General estate planning guidance Founder/Business Owner Married/Couples/Partners Divorced
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Daphine A

Series 63, Series 65

New York, NY

Mass Mutual Investors Services

Daphine Ates is a financial advisor with Mass Mutual Investors Services in New York, NY, holding Series 63 and Series 65 licenses and 32 years of industry experience. Her previous roles include positions at Equitable Advisors and AXA Equitable. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational seminars, structuring client relationships as annual, collaborative engagements with a focus on investment strategy recommendations rather than specific product selections.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
user avatar

Chase G

Series 63

New York, NY

Mass Mutual Investors Services

Chase Golomb is a financial advisor with Mass Mutual Investors Services in New York, NY, holding a Series 63 designation and 17 years of industry experience. He has been with Mass Mutual Investors Services and Mass Mutual Life Insurance Company since 2012. Outside of his advisory role, he is involved in life insurance brokerage through Lenox Advisors, Inc. Mass Mutual Investors Services operates as a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm provides financial planning, asset management, and educational seminars, focusing on collaborative, goal-oriented planning without discretionary authority over client investments.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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