New York, NY Lexington Avenue, 25th Office

Team
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Mass Mutual Investors Services

Institution

Firm-wide stats for Mass Mutual Investors Services

Total advisors

5,108

Across 1,229 offices

Clients per advisor

88 Typical

Avg AUM per client

$249,379 Low

HNW client ratio

0% Very Low

About

MML Investors Services, LLC is a broker‑dealer and SEC‑registered investment adviser that operates as a subsidiary of MassMutual. It provides ongoing financial planning to individuals (including high‑net‑worth clients), business owners, trusts, estates, charitable organizations, and employers, and also offers asset management, wrap and money‑manager programs and educational seminars.

Financial planning engagements are structured as annual, collaborative relationships in which advisers collect detailed client information, use firm‑approved software (including Monte Carlo simulations and automated asset‑allocation tools) to analyze goals, and deliver written recommendations; advisers generally recommend investment categories and strategies rather than making specific product selections and do not have investment discretion as part of the planning engagement. Implementation of recommendations is optional and requires separate brokerage or insurance arrangements, and advisers may receive additional compensation in their capacities as registered representatives or insurance agents when clients choose to implement recommendations.

Noteworthy features in the brochure include the recent addition of a standalone Divorce Planning offering (announced March 2026) and explicit descriptions of estate‑settlement and employer‑sponsored planning programs, which present event‑driven planning services in a defined way. The firm also discloses an extensive history of regulatory and enforcement actions (including SEC and state orders and associated remediation) and details about affiliated‑product distribution and sales‑support compensation arrangements that can create potential conflicts of interest for clients to consider.

Based on Mass Mutual Investors Services

Expertise

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting

Based on Mass Mutual Investors Services

Occupation focus

Founder/Business Owner Attorney Executive

Based on Mass Mutual Investors Services

Demographic focus

Married/Couples/Partners Divorced

Based on Mass Mutual Investors Services

Location

420 Lexington Avenue, 25th Floor, Suite 2510

New York NY 10170

Advisors at this office

35

Advisors at this office

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Mark P

Series 66

New York, NY

Mass Mutual Investors Services

Mark Pita is a financial advisor at Mass Mutual Investors Services with two years of industry experience. He holds the Series 66 designation and has previously worked at Northwestern Mutual Investment Services LLC, Park Avenue Securities, and Guardian Life. Prior to his advisory career, he was employed at DoorDash and Pizza Hut. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational seminars, employing firm-approved tools and collaborative planning processes.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Edward Z

Series 66

New York, NY

Mass Mutual Investors Services

Edward Zang is a financial advisor at Mass Mutual Investors Services with 24 years of industry experience. He holds a Series 66 designation and has worked at Mass Mutual Investors Services since 2017. Prior to this, he was with METLIFE Securities Inc for six years. Outside of his advisory role, he is involved in managing accounting and financial activities for a mixed-use commercial and residential building through the Landmark Preservation Guild. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational seminars, focusing on collaborative, goal-oriented planning and a range of investment programs.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Sunita B

Series 63

New York, NY

Mass Mutual Investors Services

Sunita Bajaj is a financial advisor with MassMutual Investors Services in New York, NY, holding a Series 63 designation and 25 years of industry experience. Her prior work includes a long tenure at METLIFE Securities Inc. and Massachusetts Mutual Life Insurance Company. She serves as President of the IWEC Foundation, an organization supporting international women business owners. MassMutual Investors Services operates as a broker-dealer and registered investment adviser, providing financial planning, asset management, and educational services to individuals, business owners, trusts, estates, and charitable organizations.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Jaime K

CFP®, Series 63, Series 65

New York, NY

Mass Mutual Investors Services

Jaime Kobin is a CFP®-designated financial advisor with 10 years of industry experience, currently with Mass Mutual Investors Services in New York, NY. Prior to joining Mass Mutual in 2019, Kobin worked at New York Life Insurance Company and its affiliated broker-dealer. Outside of advising, Kobin serves as a board member for The Hamilton Co-op and JICNY, and also works as an editor proofreading non-financial articles and books. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational seminars, using firm-approved tools and a collaborative annual planning process.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Jason K

Series 63

New York, NY

Mass Mutual Investors Services

Jason Klein is a financial advisor with Mass Mutual Investors Services in New York, NY, holding a Series 63 license and 27 years of industry experience. He previously worked at MetLife Securities for 10 years before joining Mass Mutual in 2016. Outside of his advisory role, Klein coaches children’s sports teams and serves as treasurer on his homeowners association board. Mass Mutual Investors Services operates as a broker-dealer and SEC-registered investment adviser, providing financial planning and asset management services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm emphasizes collaborative, annual financial planning engagements using firm-approved software tools and offers a range of programs including wrap accounts, money-manager programs, and educational seminars.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Michael D

Series 63, Series 65

New York, NY

Mass Mutual Investors Services

Michael Davila is a financial advisor with Mass Mutual Investors Services in New York, NY, holding Series 63 and Series 65 credentials and 19 years of industry experience. He previously worked at MetLife Securities, Inc. for 10 years before joining Mass Mutual in 2016. Outside of his advisory role, he serves as vice president and co-head of maintenance on the board of a nonprofit nursery school. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser that provides financial planning and investment services to individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers a range of programs including asset management and educational seminars, with planning engagements designed as collaborative annual relationships.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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William H

Series 63, Series 65

New York, NY

Mass Mutual Investors Services

William Horan IV is a financial advisor at Mass Mutual Investors Services with 26 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Mass Mutual Investors Services and MassMutual Life Insurance since 2018. Prior to that, he was with Park Ave Securities and Guardian from 2015 to 2018. In addition to his advisory role, he consults on business valuation and exit planning through Core Business Consultants LLC. MassMutual Investors Services is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational seminars, focusing on collaborative, annual financial planning engagements using firm-approved software tools.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Michael H

Series 63, Series 66

New York, NY

Mass Mutual Investors Services

Michael Huddles is a financial advisor with Mass Mutual Investors Services in New York, NY, holding Series 63 and Series 66 licenses and 23 years of industry experience. His prior roles include seven years at Northwestern Mutual Investment Services LLC and National Securities. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers ongoing financial planning, asset management, and educational seminars, using firm-approved tools to provide written recommendations and event-driven planning services.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Corey M

Series 63, Series 65

New York, NY

Mass Mutual Investors Services

Corey Miller is a financial advisor with Mass Mutual Investors Services in New York, NY, holding Series 63 and Series 65 licenses and 17 years of industry experience. He has worked at Mass Mutual Investors Services since 2017 and previously at MetLife Securities Inc. from 2011 to 2017. In addition to his advisory role, Miller operates as an independent insurance agent. MassMutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser that serves individuals, business owners, trusts, estates, charitable organizations, and employers. The firm offers financial planning, asset management, and educational seminars, emphasizing annual, collaborative planning engagements that analyze client goals and recommend investment strategies without discretionary authority.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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William F

CFP®, Series 66

New York, NY

Mass Mutual Investors Services

William Fischer is a CFP® professional with 23 years of experience in the financial services industry. He is currently with Mass Mutual Investors Services and has previously worked at MetLife Securities. Outside of his advisory role, he is involved in the sale of life, disability, and health insurance products. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser subsidiary of MassMutual, providing financial planning and asset management services to individuals, business owners, trusts, charitable organizations, and employers. The firm emphasizes collaborative, annual planning engagements using firm-approved analytical tools to develop written recommendations.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
user avatar

Kenneth C

Series 63, Series 66

New York, NY

Mass Mutual Investors Services

Kenneth Conway is a financial advisor with Mass Mutual Investors Services in New York, NY, holding Series 63 and Series 66 credentials and 28 years of industry experience. He has worked at Mass Mutual Investors Services since 2017 and was previously with Metlife Securities Inc. from 2009 to 2017. In addition to his advisory role, he is licensed as an insurance agent, specializing in life, disability, long-term care insurance, and fixed annuities. Mass Mutual Investors Services, LLC is a broker-dealer and SEC-registered investment adviser that serves individuals, business owners, trusts, estates, charitable organizations, and employers. The firm provides financial planning, asset management, money-manager programs, and educational seminars, focusing on collaborative, goal-oriented planning with written recommendations.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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Anita O

Series 63

New York, NY

Mass Mutual Investors Services

Anita Ong is a financial advisor with Mass Mutual Investors Services in New York, NY, holding a Series 63 credential and 42 years of industry experience. Her career includes long tenures at Metlife Securities Inc. and MassMutual Life Insurance Company. Outside of advisory work, she is involved in insurance brokerage and owns rental properties. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm provides financial planning, asset management, and educational seminars with an emphasis on collaborative annual planning relationships using firm-approved analytical tools.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
user avatar

Gino D

Series 63

New York, NY

Mass Mutual Investors Services

Gino Devivo is a financial advisor with Mass Mutual Investors Services in New York, NY, holding a Series 63 designation and 29 years of industry experience. He previously worked at Metlife Securities Inc. for 21 years before joining Mass Mutual Investors Services in 2017. Devivo also operates as an independent insurance agent, specializing in dental and group disability income, life, accident, and health insurance. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm provides ongoing financial planning, asset management, and educational seminars with a structured, collaborative approach tailored to client goals.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
user avatar

Peter P

Series 63

New York, NY

Mass Mutual Investors Services

Peter Paizis is a financial advisor with Mass Mutual Investors Services in New York, NY, holding a Series 63 license and having 36 years of industry experience. He previously worked at Metlife Securities Inc. for 30 years before joining Mass Mutual. Outside of his advisory role, he serves as Vice President of the St. Athanasios Greek Orthodox Church parish council and is involved in insurance sales and benefit counseling. Mass Mutual Investors Services is a broker-dealer and SEC-registered investment adviser that serves individuals, business owners, trusts, estates, charitable organizations, and employers. The firm provides financial planning, asset management, and educational seminars, structuring engagements as annual, collaborative processes relying on firm-approved analytical tools.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
user avatar

Joseph D

Series 63, Series 66

New York, NY

Mass Mutual Investors Services

Joseph Duffy is a financial advisor with MassMutual Investors Services in New York, NY, holding Series 63 and Series 66 registrations and 16 years of industry experience. His prior roles include positions at JPMorgan Securities LLC and several MassMutual-affiliated entities. Outside of advisory work, he is a partial owner of The Spotlight Project, LLC, an e-commerce business specializing in jewelry. MassMutual Investors Services, LLC operates as a broker-dealer and SEC-registered investment adviser serving individuals, business owners, trusts, estates, charitable organizations, and employers. The firm provides financial planning, asset management, and educational seminars, offering collaborative, annual planning engagements that utilize firm-approved analytical tools to develop written recommendations.

Divorce financial planning General estate planning guidance Multi-generational wealth transfer Cash flow / budgeting Founder/Business Owner Attorney Executive Married/Couples/Partners Divorced
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