Massachusetts Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Massachusetts Wealth Management provides discretionary investment management to individuals (including high‑net‑worth clients), trusts, retirement plans, endowments, and charitable organizations. The firm constructs customized portfolios that generally combine individual equities, fixed‑income securities, and a smaller allocation to ETFs, and it typically establishes a $1,000,000 account minimum (with some maintenance minimums and negotiability noted).
The firm employs a tactical asset allocation approach with a long‑term orientation while permitting shorter‑term trades to respond to market conditions. Client onboarding and portfolio construction follow a structured process (questionnaire, risk‑tolerance assessment, and written investment policy statement), and portfolios are managed with explicit risk limits such as initial position caps (10% per issue) and industry caps (20%).
Compared with many supported peers, the firm manages roughly $301 million of discretionary assets with a compact advisory team, resulting in a relatively high AUM‑per‑advisor profile. Operationally, MWM directs trading and custody through a single‑custodian execution model, relies on standing letters of authorization for a substantial portion of custody, and does not vote client proxies — operational features prospective clients may wish to review alongside investment practices.
Client services
Expertise
Fee options
Flat fees may be negotiated and set lower than the graduated fee tiers but will not exceed the highest tier fee.
$0 - $4,000,000: 1.00% $4,000,000 - $10,000,000: 0.75% $10,000,000+: 0.50%
Account minimum: $1,000,000
Main office
807 Turnpike Street
North Andover MA 01845
Advisors at this office
2
Most active in
Massachusetts · New Hampshire
Also doing business as
Andover Investment Advisors, LLC · Massachusetts Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Kaitlyn O
Series 63, Series 66
North Andover, MA
Massachusetts Wealth Management, LLC
Kaitlyn O'Neill is a financial advisor with Massachusetts Wealth Management, LLC, holding Series 63 and Series 66 credentials and seven years of industry experience. She previously worked at Barclays Capital Inc and also has experience at the College of the Holy Cross. Massachusetts Wealth Management provides discretionary investment management to individuals, trusts, retirement plans, endowments, and charitable organizations. The firm employs a tactical asset allocation approach with a long-term orientation and constructs customized portfolios typically combining equities, fixed income, and ETFs.
Samuel C
Series 63, Series 66
North Andover, MA
Massachusetts Wealth Management, LLC
Samuel Conte is a financial advisor at Massachusetts Wealth Management, LLC with 19 years of industry experience. He has held his current position since 2012 and holds Series 63 and Series 66 designations. Massachusetts Wealth Management provides discretionary investment management to individuals, high-net-worth clients, trusts, retirement plans, charitable foundations, and endowments. The firm employs a tactical asset allocation strategy with a long-term orientation and custom-constructed portfolios that typically combine equities, fixed income, and cash equivalents.
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