Matheson & Rock Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$484,000,000
Clients
425
Advisors
3
of 3 employees
About
Matheson & Rock Wealth Management is a fee-based investment adviser that serves individual and high‑net‑worth clients as well as retirement plans, offering asset management, ERISA 3(21) fiduciary services, and non‑discretionary management of variable annuity investments. The firm reports about $530 million in discretionary assets under management across roughly 425 client relationships.
Portfolios are typically managed on a discretionary basis and tailored to each client’s goals, time horizon and risk tolerance using fundamental analysis and a mix of long‑term, short‑term, trading and options strategies described in the ADV. Account reviews are performed at least quarterly, custodial and execution services are provided through Schwab Institutional, and the firm maintains a documented code of ethics and personal‑trade oversight.
Noteworthy aspects in the ADV include that the firm serves banking or thrift institutions, a client type that is uncommon among peer team firms, and that it owns a flow‑through entity (Beyer & Rock Investments) for broker/dealer business, a relationship the firm discloses and describes procedural mitigations for. The firm combines a relatively compact advisory team structure with institutional‑scale assets and formal ERISA plan services and custodial arrangements.
Client services
Expertise
Fee options
$0 - $499,999: 1.00% annually $500,000 - $749,999: 0.75% annually $750,000 - $1,999,999: 0.50% annually $2,000,000 - $4,999,999: 0.40% annually $5,000,000 - $7,499,999: 0.35% annually $7,500,000 - $9,999,999: 0.30% annually $10,000,000+: 0.25% annually
Fee-only: Annual investment advisory fees based on assets under management as per tiered schedule above; fees billed quarterly in advance or arrears depending on account type; negotiable.
Main office
2322 E. Kimberly Road, Suite 150 N
Davenport IA 52807
Advisors at this office
3
Most active in
California · Florida · Illinois · Indiana · Iowa · Louisiana · Texas · Wisconsin
Also doing business as
Beyer & Rock Advisory Group, LLC · Matheson & Rock Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
John R
Series 66
Davenport, IA
Matheson & Rock Wealth Management, LLC
John Rock is a financial advisor with Matheson & Rock Wealth Management, LLC in Davenport, IA, holding a Series 66 designation and 10 years of industry experience. His prior roles include positions at Private Client Services and entities affiliated with Beyer & Rock Investments. Outside of his advisory work, he is involved with PRS 2322, LLC, a real estate ownership and bookkeeping activity. Matheson & Rock Wealth Management is a fee-based advisory firm serving individual and high-net-worth clients as well as retirement plans. The firm manages approximately $530 million in discretionary assets across about 425 clients, providing tailored portfolios through a variety of investment strategies and offering ERISA 3(21) fiduciary services.
Luke J
Series 65
Davenport, IA
Matheson & Rock Wealth Management, LLC
Luke Jennings is a financial advisor at Matheson & Rock Wealth Management, LLC with one year of industry experience. He holds a Series 65 designation and previously worked at the University of Iowa Hospitals before joining his current firm. Matheson & Rock Wealth Management serves individuals, high-net-worth clients, and qualified retirement plans, managing approximately $435 million across about 400 client relationships. The firm offers tailored investment programs based on fundamental analysis and provides specialized ERISA 3(21) limited-scope fiduciary services to plan sponsors.
Michael M
Series 63, Series 65
Davenport, IA
Matheson & Rock Wealth Management, LLC
Michael Matheson is a financial advisor with Matheson & Rock Wealth Management, LLC in Davenport, IA. He holds Series 63 and Series 65 licenses and has 31 years of industry experience. His prior roles include positions at Private Client Services and Detalus Advisors, LLC. Outside of his advisory work, he is involved with PRS 2322, LLC, a real estate ownership and bookkeeping business. Matheson & Rock Wealth Management serves individuals, high-net-worth clients, and qualified retirement plans, managing approximately $435 million across about 400 client relationships. The firm offers tailored investment programs and provides portfolio management, variable annuity oversight, and ERISA plan services, including an ERISA 3(21) limited-scope fiduciary offering for plan sponsors.
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