Mathies Financial Partners
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Mathies Financial Partners serves individual and high‑net‑worth clients with comprehensive and modular financial planning, consultations, and referrals to unaffiliated third‑party money managers. The firm typically acts as a co‑advisor—providing written plans and ongoing reviews—rather than directly managing individual client portfolios.
The firm’s investment approach is grounded in Modern Portfolio Theory and an Efficient Market philosophy, using tools such as Morningstar Principia and DFA analytics to build asset‑allocation portfolios designed for long‑term holdings with periodic rebalancing. Planning is personalized through its MYFIT framework (Money, You, Family, Income, Taxes) and accounts managed by third‑party managers are monitored at least quarterly with annual plan reviews.
Compared with peers, Mathies is notable for maintaining five offices and for offering public educational seminars and newsletters, services that are uncommon among similarly sized supported advisers. It also operates as a licensed insurance agency whose representatives may earn commissions or receive portions of third‑party managers’ fees, and the firm disclosed a 2018 consent order with the Colorado Division of Securities that resulted in required compliance measures.
Client services
Expertise
Fee options
Financial planning services charged on a fixed fee basis, maximum of $6,000 negotiable
$0 - $1,000,000: 0.95% $1,000,001 - $4,000,000: 0.50% $4,000,001+: 0.25%
Commissions earned from selling insurance products (life insurance, annuities, long term care insurance)
$250 per hour (used for prorated billing in case of termination of financial planning services)
Fee-only: Financial planning fees up to $6,000 fixed, negotiable based on complexity and services; hourly rate $250 per hour for prorated fees if terminated early
Main office
See office540 E. Abriendo Avenue Suite B
Pueblo CO 81004
Advisors at this office
3
Offices (2)
Most active in
Arizona · Colorado · Texas
Also doing business as
Estate And Elder Planning Center · Mathies Financial Partners · Prestige Financial Academy · Prestige Wealth Management, Inc · Prestige Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Jeffrey M
Series 65
Pueblo, CO
Mathies Financial Partners
Jeffrey Mathies is a Series 65 licensed financial advisor with Mathies Financial Partners in Pueblo, CO, where he has worked since 2008. He has 17 years of industry experience and also operates an independent insurance agency. Outside of finance, he manages Grumpy's Tractor Service, an irrigation design and field cultivation business. Mathies Financial Partners provides comprehensive and modular financial planning services primarily to individuals, trusts, estates, and business entities. The firm emphasizes Modern Portfolio Theory and efficient-frontier investment strategies, working with third-party money managers for portfolio implementation and managing approximately $75 million in client assets.
Stephen F
Series 63, Series 65
Pueblo, CO
Mathies Financial Partners
Stephen Foltz is a financial advisor with Mathies Financial Partners in Pueblo, CO, holding Series 63 and Series 65 credentials and 15 years of industry experience. He has been associated with Northwestern Mutual Life Insurance Company and Northwestern Mutual Investment Services, LLC since 2010. Mathies Financial Partners provides comprehensive and modular financial planning, consultations, and insurance products to individuals, trusts, estates, and business entities. The firm emphasizes Modern Portfolio Theory and an efficient-frontier approach, working with third-party money managers for portfolio implementation while conducting annual plan reviews and ongoing client communication.
Jeffrey Y
Series 63, Series 65
Greenwood Village, CO
Mathies Financial Partners
Jeffrey Young is a financial advisor at Mathies Financial Partners with 20 years of industry experience. He holds Series 63 and Series 65 designations and previously worked at Centaurus Financial, Inc. from 2008 to 2014. In addition to his advisory work, he is president and owner of Jeffrey R. Young & Associates, Inc., where he practices law focusing on estate planning and related legal documents. Mathies Financial Partners serves individual and high-net-worth clients by providing comprehensive financial planning and co-advisory services, often coordinating with unaffiliated third-party money managers. The firm applies Modern Portfolio Theory and an Efficient Market approach, utilizing tools like Morningstar Principia and DFA analytics to develop long-term asset allocation portfolios tailored through its MYFIT planning framework.
Caleb M
Series 65
Pueblo, CO
Mathies Financial Partners
Caleb Moore is a financial advisor at Mathies Financial Partners with a Series 65 designation and four years of industry experience. Before joining Mathies Financial Partners in 2021, he worked at Big R and Symmetry Financial and spent over two decades with the Colorado Department of Corrections. He is also an independent insurance agent, selling insurance products locally. Mathies Financial Partners offers comprehensive and modular financial planning services, serving individuals, trusts, estates, and business entities. The firm emphasizes Modern Portfolio Theory and efficient-frontier strategies, recommending third-party money managers for discretionary trading while conducting ongoing plan reviews and client communication.
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