Mauro Capital Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Mauro Capital Management provides personalized investment management, periodic investment consultation, and financial planning to individuals, high‑net‑worth individuals, trusts, estates, and small businesses. Its advisory services explicitly include retirement planning and tax planning/tax return preparation as part of the firm’s financial planning offerings.
The firm follows an active portfolio management approach that combines strategic and tactical asset allocation with opportunistic short‑term trading when deemed appropriate, drawing on fundamental, technical, charting, and cyclical analysis across equities, ETFs, mutual funds, fixed income, currencies, commodities, and options. Clients may engage the firm for discretionary ongoing management or for hourly investment consultation and financial planning, with account reviews on an ongoing basis or when triggered by market or life‑event changes.
Compared with many solo independent advisors, Mauro Capital Management is notable for integrating accounting expertise into its advisory practice: the firm’s principal holds a CPA credential and the firm offers direct tax return preparation and tax planning alongside investment advice, a service mix that is uncommon among peers. The firm is a long‑standing, fee‑only registered adviser with a small client base and emphasizes fiduciary duty while using qualified custodians for custody and execution.
Client services
Expertise
Occupation focus
Fee options
0.5% to 2.5% depending on type of account, agreed upon investment strategy, and dollar amount invested
$200 per hour for investment consultation and financial planning
Fee-only: Fee-only investment management and financial planning firm; fees based on percentage of assets under management and hourly charges
Main office
Valencia PA
Advisors at this office
1
Most active in
Pennsylvania
Disclosures
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Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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