Maxiam Capital, LLC
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About
Maxiam Capital is a small, two-advisor registered investment adviser that provides discretionary portfolio management and financial planning primarily to high‑net‑worth individuals. As of late 2025 the firm reported managing about $24.12 million across seven clients and offers tailored advice across equities, fixed income, ETFs, derivatives, and digital assets.
The firm uses a top‑down global macroeconomic investment process and implements four model asset‑allocation portfolios (ranging from 100% equity to 50/50 equity/fixed income), benchmarking equities to the MSCI World Index and fixed income to the Bank of America Merrill Lynch Government/Corporate 7–10 Year Index. Maxiam typically implements allocations with individual stocks and ETFs, manages accounts on a discretionary basis, and discloses use of technical, fundamental, cyclical, and modern portfolio theory analyses as well as options, futures, and occasional frequent trading where suitable.
Noteworthy distinctions include a recently raised minimum investable assets threshold of $1,000,000 for new client relationships and an Annuity Rebate Program that may waive up to 12 months of AUM fees following annuity liquidations—a program the firm discloses as a potential conflict of interest. The firm also accepts custody direction to a single custodian, advises on digital assets and other complex products, and operates with a very small, concentrated client base focused on high‑net‑worth relationships.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.25% $1,000,001 - $10,000,000: 1.00% $10,000,001 - $25,000,000: 0.75% $25,000,001+: 0.45%
Account minimum: $1,000,000
Main office
Lake Oswego OR
Advisors at this office
2
Most active in
California · Oregon
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Faisal A
Series 66
Lake Oswego, OR
Maxiam Capital, LLC
Faisal Al Hashim is a financial advisor at Maxiam Capital, LLC with 10 years of industry experience. He holds a Series 66 designation and has previously worked at firms including Morgan Stanley, Fisher Investments, and Bank of America. Maxiam Capital primarily serves high-net-worth individual investors, offering discretionary portfolio management and financial planning. The firm follows a top-down global macro investment approach and provides model portfolios with equity and fixed income benchmarks tied to the MSCI World Index and Bank of America Merrill Lynch Government/Corporate 7–10 Year Index, respectively.
Celeste A
Series 66
Lake Oswego, OR
Maxiam Capital, LLC
Celeste Al Hashim is a financial advisor at Maxiam Capital, LLC with a Series 66 designation and three years of industry experience. She has held positions at several firms, including Merrill and Bank of America N.A., and also works as an Area Communications & Administration Specialist at HDR, an engineering firm. Maxiam Capital is a small registered investment adviser serving primarily high-net-worth individuals with discretionary portfolio management and financial planning, using a top-down global macroeconomic approach across a range of asset classes.
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