Maxim Capital Advisors, Inc.

Maxim Capital Advisors, Inc. is a state-registered investment adviser that offers financial planning and portfolio management to individuals, high‑net‑worth clients, corporate pension and profit‑sharing plans, and trusts. Services include comprehensive and abbreviated financial plans, access to independent third‑party money managers, and investment management through its V2A Wealth Management Program; the firm generally requires a $250,000 account minimum.

The firm constructs portfolios using Modern Portfolio Theory alongside strategic, fundamental and short‑term tactical analysis, and it leverages Morningstar tools for risk‑tolerance assessment, efficient‑frontier plotting, portfolio optimization and rebalancing within the V2A program. Accounts can be offered on either a discretionary or non‑discretionary basis, but the firm reports that it opens and manages client accounts on a non‑discretionary basis and applies SEI’s five‑step allocation and automatic rebalancing process for SEI‑held assets.

Distinctive features include acting as a wrap fee program sponsor through Osaic Wealth, Inc., offering both bundled wrap accounts and unbundled non‑wrap options — a setup relatively uncommon among independent advisers. The firm also reported that, as of December 31, 2024, all client assets it managed were in non‑discretionary accounts, and its advisory representatives are also registered to sell commissionable securities and insurance products, a dual role the brochure discloses as a potential conflict of interest.