Maximum Advisory
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Maximum Advisory is a fee‑only registered investment adviser that provides comprehensive financial planning and discretionary investment management to individuals, high‑net‑worth individuals, businesses, trusts, pension and profit‑sharing plans, and charitable organizations. The firm oversees roughly $2.68 million in client assets across a small client base and operates under a fiduciary standard.
The firm’s process centers on a written Investment Policy Statement for each client and combines Modern Portfolio Theory with a mix of passive and active strategies, ETFs and mutual funds, alongside quantitative and qualitative manager research. Maximum Advisory emphasizes ongoing relationships rather than one‑time plans, coordinates with other advisors, and may research or recommend non‑traditional investments while providing plan sponsor guidance and oversight for company‑sponsored retirement plans.
Maximum Advisory is affiliated with Maximum Accounting and Tax Services Inc, an accounting and tax services provider wholly owned by the firm’s principal; those services are offered under separate engagement agreements through the affiliate. Uncommon for many solo independent RIAs, the firm also provides pension consulting and manages institutional retirement accounts and offers customized educational seminars, and its principal holds both CFA and Enrolled Agent credentials.
Client services
Expertise
Fee options
Flat fees quoted for financial planning services, example given: $1,000 for a financial plan
$0 - $1,000,000: 1.50% $1,000,001 - $3,000,000: 1.25% $3,000,000+: 1.00%
Up to $250 per hour depending on complexity
Fee-only: Financial planning and investment advisory services are fee-only; no commissions received.
Main office
Huntersville NC
Advisors at this office
1
Most active in
North Carolina
Also doing business as
Maximum Advisory · Maximum Advisory Inc · Maximum Advisory LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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