Maximum Asset Strategies
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides financial planning and consulting to individuals, high-net-worth clients, and trusts or estates, offering written plans, one-time consultations, and occasional seminars and workshops. It refers clients to unaffiliated third‑party money managers for ongoing asset management rather than providing direct portfolio management or custody of client assets.
Advisory work is tailored through interviews and questionnaires and delivered on an hourly or fixed‑fee basis rather than as a percentage‑of‑AUM advisory program; the firm does not maintain discretionary trading authority over client accounts. When clients engage outside managers, the third‑party manager has responsibility for trading and billing, and the firm acts as an intermediary and point of contact rather than the day‑to‑day portfolio manager.
The firm’s professionals are also registered representatives of a broker‑dealer and licensed insurance agents, and they may implement recommendations in those separate capacities, including selling insurance and mutual fund products that generate commissions or 12b‑1 payments. These multiple roles — plus receipt of solicitor fees and occasional marketing or travel reimbursements from product sponsors — create potential conflicts of interest that the firm discloses and addresses in its policies.
Client services
Expertise
Fee options
Fixed fees for financial planning and consulting services generally ranging from $500 to $2,500, negotiable
Commissions for securities and insurance products sold through separate broker-dealer and insurance agent activities
Hourly fee of $300 per hour for financial planning and consulting services
Minimum fee: Minimum hourly fee of $300 for financial planning and consulting services; Minimum fixed fee generally $500, maximum generally $2,500, negotiable based on complexity Fee-only: Financial planning and consulting services charged via hourly rates ($300/hour) or fixed fees ($500 to $2,500 generally)
Main office
Newtown PA
Advisors at this office
1
Most active in
Pennsylvania
Also doing business as
Maximum Asset Strategies · Neil J. Werberig
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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