M
Maxwell Family Office, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$28,392,751
Clients
20
60% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
20
TypicalAverage account size
$1,419,638
About
The firm is a fee‑only investment advisor that provides discretionary and non‑discretionary portfolio management primarily to individuals, family‑related clients, and a small number of selected relationships, and it also accepts small charitable organizations. It typically manages balanced portfolios, will negotiate account minimums, and, like many independent advisors, charges percentage‑of‑assets fees while also serving as a sub‑adviser on a third‑party managed‑account platform.
Investment decisions are grounded in fundamental analysis that starts with economic and demographic sector trends and narrows to companies with relatively low debt, above‑average operating margins, prospects for earnings acceleration, and reasonable valuations. Portfolios are customized to client‑completed risk‑tolerance evaluations and stated objectives, use mutual funds, ETFs, individual equities, fixed income, alternatives and structured products, and treat cash as an asset class while operating under broad trading authorization within client‑specified limits.
Notable distinctions include a small client roster and modest assets under management (roughly $31 million across about 20 clients) combined with services to small charitable organizations and involvement with pension/retirement plan matters and rollover considerations—client types that are less common for peers in this category. The firm is a sole practitioner that does not provide financial planning or vote client proxies, and it disclosed a 2023 consent order with the state securities regulator related to prior registration violations.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
Fixed fee available in limited circumstances as alternative to AUM fees
$0 - $2,000,000: 1.00% annually $2,000,000 - >$2,000,000: 0.65% annually (negotiated above $2,000,000)
Account minimum: $250,000 Minimum fee: $2,000 per relationship per annum, may be waived Fee-only: Fees based on assets under management; fixed fees possible in limited circumstances
Main office location
Maxwell Family Office, LLC
Rock Hall MD, United States
Number of offices
1
Most active in
Maxwell Family Office, LLC has reported serving >5 clients in these states in the last 12 months.
Maryland
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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