McBroom & Associates, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$228,538,396
Clients
110
Advisors
2
of 3 employees
About
McBroom & Associates, LLC provides discretionary, fee-based portfolio management to individuals, trusts, estates, charitable organizations, and business entities, typically under a minimum account requirement. The firm advises on a broad range of investments — including exchange-listed equities, ETFs/ETNs, municipal and U.S. government bonds, CDs, mutual funds — and may recommend alternative investments such as private equity, real estate, and exchange funds when appropriate.
The firm combines fundamental analysis grounded in Benjamin Graham and David Dodd value principles with technical analysis used to refine market timing; its equity screening looks for persistent, statistically significant improvements across multiple fundamental factors and projected price appreciation. Portfolios are generally built over months with a buy-and-hold orientation, customized to clients’ objectives, tax considerations, and liquidity needs, and accounts may at times hold concentrated positions as allocations are adjusted.
Noteworthy practices include a formal requirement that alternative investments receive chief compliance officer approval and be limited to clients who meet accredited or qualified purchaser standards, and an explicit statement that the firm does not use AI technology in its investment process. McBroom & Associates also discloses no soft-dollar arrangements or referral compensation and maintains a detailed Code of Ethics and personal trading policies to address potential conflicts of interest.
Client services
Expertise
Fee options
$0 - Below $1,000,000: 2.0% annually $1,000,000+: 1.0% annually for equity and ETF investments $1,000,000+: 0.4% annually for fixed income investments
Account minimum: $1,000,000
Main office
1635 Village Center Cir, Ste 140
Las Vegas NV 89134-6375
Advisors at this office
2
Most active in
Arizona · California · Idaho · Nevada · Texas
Also doing business as
Mcbroom & Associates, LLC · Sunset Financial Planning, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Corey B
Series 63, Series 65, Series 66
Las Vegas, NV
McBroom & Associates, LLC
Corey Bryant is a financial advisor at McBroom & Associates, LLC with nine years of industry experience. He holds Series 63, 65, and 66 licenses and has previously worked at Folio Investments, Inc. and T. Rowe Price. McBroom & Associates provides discretionary, fee-based portfolio management to individuals, trusts, estates, charitable organizations, and business entities. The firm combines fundamental value analysis with technical analysis to build customized, primarily buy-and-hold portfolios and may recommend alternative investments for qualified clients.
Yuko D
CFP®, Series 63, Series 65
Las Vegas, NV
McBroom & Associates, LLC
Yuko Du Bois is a financial advisor at McBroom & Associates, LLC with 19 years of industry experience. She holds the CFP® designation along with Series 63 and Series 65 licenses. Du Bois is also the owner of MIRU & Associates LLC, a business that provides accounting, bookkeeping, and small business administration services. McBroom & Associates offers discretionary, fee-based portfolio management to individuals, trusts, estates, charitable organizations, and business entities. The firm’s investment approach combines fundamental analysis rooted in Benjamin Graham and David Dodd value principles with technical analysis to refine market timing, focusing on customized, buy-and-hold strategies aligned with client objectives.
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