McCann Investment Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
McCann Investment Management LLC is an independent, single-advisor registered investment adviser managing roughly $8.3 million for about 113 clients. The firm provides discretionary asset management, ongoing portfolio oversight, and standalone financial planning for individuals and institutional clients, and also serves retirement plans and plan sponsors.
The firm implements client strategies under discretionary authority, tailoring asset allocation and security selection to documented goals, time horizons, and risk tolerances, with regular account reviews and rebalancing. It may subscribe client accounts to third‑party model portfolios and recommends third‑party managers when appropriate, while also delivering cash‑flow and tax‑aware financial planning analyses.
What distinguishes the firm from many peers is its offering of ERISA plan services—acting as a limited‑scope 3(21) fiduciary to assist plan sponsors with investment policy development, qualified default investment alternative selection, monitoring of options, and participant education, while excluding certain hard‑to‑value assets. The firm’s principal also conducts separate insurance sales and property‑management activities and the firm receives referral/ongoing fees from some third‑party managers; those relationships and potential conflicts are disclosed and addressed through its written policies and fiduciary obligations.
Client services
Expertise
Fee options
$0+: Up to 1.50% annually (negotiable) for discretionary asset management $0+: Up to 1.00% annually (negotiable) for ERISA plan services $0+: Up to 1.00% annually for American Funds Service Company accounts $0+: Up to 1.5% annually (negotiable) for Third Party Manager AssetMark referral fee
$200 per hour for financial planning
Account minimum: $25,000 Fee-only: $200 per hour for financial planning
Main office
214 W. Lockeford Street, Suite 9
Lodi CA 95240
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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