McCauley Investments Advisors LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$8,190,000
Clients
42
Advisors
1
of 1 employees
About
McCauley Investment Advisors LLC provides portfolio management, financial planning, and pension consulting to individuals, high‑net‑worth clients, pension and profit‑sharing plans, and charitable organizations. The firm prepares written investment policy statements and typically seeks discretionary authority to implement asset allocation and security selection on clients’ behalf.
The firm’s investment approach draws on multiple methods of analysis (fundamental, technical, quantitative and modern portfolio theory) and employs long‑ and short‑term strategies as well as options trading. Client accounts have regular reviews by the firm’s sole advisor and clients receive custodial account statements plus separate periodic performance comparisons against the firm’s allocation model benchmarks.
Distinctive for a one‑advisor independent firm, McCauley serves pension plans and insurance company clients—client types that are uncommon among peers—and offers pension consulting services in addition to individual wealth management. The firm also may direct clients to third‑party advisers and receive fee sharing, and it discloses potential conflicts tied to soft‑dollar benefits and adviser referrals while operating under a fiduciary standard.
Client services
Expertise
Fee options
$50,000 - $249,999: 1.90% $250,000 - $499,999: 1.75% $500,000 - $749,999: 1.60% $750,000 - $999,999: 1.50% $1,000,000 - $1,999,999: 1.25% $2,000,000+: 1.00%
Hourly fee of $150 for Pension Consulting and Financial Planning services
Account minimum: $100,000 Fee-only: Hourly fees of $150 for Pension Consulting and Financial Planning services
Main office
138 Sam Hill Road, P. O. Box 409
Guilford CT 06437
Advisors at this office
1
Most active in
Connecticut
Also doing business as
Mccauley Investments Advisors LLC · Mccauley, John J
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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