A complete list of active advisors currently associated with McFarlane Investment Advisory Services Inc.

Warmer can help you find a great advisor at McFarlane Investment Advisory Services Inc. or one who fits your needs even better.

The firm serves a very small group of individual and high‑net‑worth clients and LLCs, offering discretionary asset management as well as fee‑based financial planning and consulting. Its advisory services commonly extend beyond securities to include advice on insurance products, annuities, bank certificates of deposit and real‑estate analysis. Investment decisions draw on charting, fundamental, technical and cyclical analysis and employ a range of strategies from long‑term holdings to short‑term trading, margin, short sales and option writing. Cash balances are typically invested in money market funds, short‑term government or high‑grade paper or CDs, and accounts are reviewed at least quarterly under a discretionary asset‑management agreement. The firm is distinctive among solo independent advisers in maintaining an affiliation with a broker‑dealer and offering commissionable securities sales and an alternate compensation option that can substitute commissions for advisory fees; the brochure discloses that the adviser may receive commissions or trail fees and discusses related conflicts of interest. It is also notable for its very small client base and AUM and for disclosing soft‑dollar research arrangements and a formal Code of Ethics to address potential conflicts arising from its brokerage activities.

To learn more about the advisors currently working at McFarlane Investment Advisory Services Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.