Mecklenburg Financial Group

Mecklenburg Financial Group is an independent, single‑advisor firm that provides discretionary portfolio management and fee‑based financial planning to individuals and high‑net‑worth clients. The firm manages about $3.3 million across a small client base and prepares individualized Investment Policy Statements to guide portfolio decisions.

The adviser uses a mix of fundamental and technical analysis and generally pursues long‑term trading strategies, aligning recommendations with each client’s documented goals, time horizon, and risk tolerance. Portfolios are constructed from a focused set of investment types — including mutual funds, equities, bonds, ETFs, REITs, annuities and selective private placements — with the adviser authorized to execute trades on a discretionary basis.

Distinctive operational features include a requirement that clients use the firm’s recommended custodian (Trade‑PMR) rather than directing brokerage, and account reviews are performed quarterly by the sole adviser, which differs from larger firms that allow client‑directed custody or multi‑person review teams. Financial planning is typically delivered as a one‑time plan with no automatic ongoing reporting unless separately engaged, and the firm documents controls around personal trading (e.g., avoiding certain client‑coincident trades within a five‑day window).