Mendlstein Capital Holdings LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Mendlstein Capital Holdings LLC provides financial planning, consulting, and portfolio management primarily to individuals, high‑net‑worth individuals, and small to medium‑sized businesses. Offerings include written comprehensive or modular financial plans and ongoing portfolio management delivered on a non‑discretionary basis.
The firm emphasizes ETF‑centric portfolios built using thematic, macroeconomic, and fundamental analysis, with a long‑term orientation and occasional tactical adjustments; it may use managed futures, options, or commodity exposures selectively for hedging. Mendlstein does not use third‑party model portfolios or sub‑advisers and tailors allocations and recommendations to each client’s circumstances.
Distinctive aspects in the brochure include that the firm is newly formed with no assets under management to date and that its initial state registration was denied for procedural reasons (with no findings of fraud or client harm). The brochure also outlines formal compliance and oversight procedures (Code of Ethics, pre‑clearance and blackout policies, periodic reviews), a tiered service model with a subscription‑style entry option and an automatic fee cap for smaller accounts, and a practice of executing client‑approved trades without routine order aggregation—features that set it apart from many independent peers.
Client services
Expertise
Fee options
Fixed fees for financial planning: Modular plans $500-$2,000; Comprehensive plans $2,000-$6,000.
Under $100,000 - $99,999: Foundation Tier: Subscription fee $99/month plus $249 one-time Strategy Fee, with 0% quarterly AUM fee; total capped at 2.00% annual fee maximum $100,000 - $999,999: Signature Tier: $999 one-time Strategy Fee plus 1.00% annually on entire AUM, plus 0.25% quarterly AUM fee $1,000,000 - $2,999,999: Private Wealth Tier: $2,500 one-time Strategy Fee plus 0.90% annually on entire AUM, plus 0.225% quarterly AUM fee Over $3,000,000+: Legacy Tier: $5,000 one-time Strategy Fee plus 0.75% annually on entire AUM, plus 0.1875% quarterly AUM fee
Hourly rate for financial planning or consulting services: $150 per hour, not negotiable.
Foundation Tier subscription fee: $99 per month.
Fee-only: Financial planning fixed fees $500 - $6,000 depending on plan type; hourly fees $150/hour; portfolio management fees as tiered fees per AUM tiers above.
Main office
Sunnyside NY
Advisors at this office
1
Most active in
New York
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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