Metcalf Investment Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Metcalf Investment Management is a small, independent advisory firm founded in 2020 and owned by a single advisor. It provides discretionary asset management, non‑custodial investment advice, and retirement plan (ERISA) services to individuals, high‑net‑worth clients, trusts, estates, and business entities.
The firm tailors portfolios to each client’s stated objectives and constraints and operates under discretionary authority for managed accounts while offering separate non‑discretionary advisory engagements. Its investment process draws on a mix of fundamental, technical, charting and cyclical analysis and may include long‑ and short‑term positions, trading and options strategies, with periodic reviews and client reporting at least quarterly.
A distinctive aspect of the firm is its pension consulting practice: it offers ERISA plan services and can act as a limited‑scope 3(21) fiduciary, assisting with investment policy statements, qualified default investment alternatives, participant education, monitoring of plan investments, and 408(b)(2) disclosures—services that are relatively uncommon among independent single‑advisor firms. The firm operates at a boutique scale (approximately $2.57 million in discretionary assets across a very small client base), reflecting direct oversight of both individual and plan engagements.
Client services
Expertise
Fee options
ERISA Plan services fee may be charged as a flat fee or a percentage of included assets
Account minimum: $250,000, may be lowered or waived in certain instances Minimum fee: Investment advice service fees range from $2,500 to $50,000 annually
Main office
400 Galleria Pkwy, Suite 1500
Atlanta GA 30339
Advisors at this office
1
Most active in
Georgia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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