MFP, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
MFP, LLC provides personalized, confidential investment advice and discretionary asset management to individuals, trusts, estates, charitable organizations, and small businesses. The firm operates as a small, fee-only independent advisory practice that charges fees as a percentage of assets and does not accept commissions.
Its investment approach emphasizes strategic asset allocation implemented primarily with passively managed index and exchange-traded funds and low- or no-load mutual funds, with portfolios globally diversified and oriented toward long-term results. The firm uses fundamental analysis, places trades under a limited power of attorney, reviews managed accounts weekly, and delivers quarterly performance reports.
A distinctive feature is that the principal also practices law and maintains an affiliated law firm, and some clients receive both legal and investment services from the same firm—an arrangement that is uncommon among independent RIAs. The firm also delegates proxy voting to clients, does not participate in initial public offering allocations, and uses a custodial relationship that provides non-transactional operational and research benefits.
Client services
Expertise
Occupation focus
Fee options
0.5% to 1.0% annually (negotiable)
Fee-only: Fee-only, no commissions accepted.
Main office
2550 Acton Road, Suite 210
Birmingham AL 35243
Advisors at this office
1
Most active in
Alabama
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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