Mi4 Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Mi4 Capital serves institutional and pooled-vehicle clients as well as separately managed accounts, providing investment management alongside bundled financial planning. The firm also produces and sells research reports and bespoke consulting projects to institutional investors on a fixed-fee or subscription basis.
Its investment approach emphasizes strategic and tactical asset allocation combined with opportunistic, value-oriented security selection, attention to free cash flow, and exposure to long-term growth themes, implemented through individual securities, mutual funds and ETFs. Mi4 describes a disciplined, long-term process that generally avoids market timing, monitors tax and asset-location effects, and may manage accounts on a discretionary basis with performance-based fee arrangements available for qualified purchasers.
What is distinctive for the firm is its dual revenue model—acting as a manager of private funds and separately managed accounts while selling research and consulting products to other institutional investors—which is uncommon among peers. The firm also adopts specific conflict-mitigation measures for its research coverage (prohibiting analysts and household members from owning covered securities and not trading covered companies in managed accounts) and reported no discretionary net assets under management as of May 14, 2024.
Client services
Expertise
Fee options
Fixed fee contracts for research reports and bespoke consulting/research projects (negotiated)
$0 - $250,000: 1.50% $250,000 - $500,000: 1.25% $500,001 - $1,000,000: 0.99% $1,000,000 - $2,500,000: 0.85% $2,500,001+: 0.74%
$350 per hour for financial consulting services
Up to 10% annually on profits generated for qualified clients (net worth > $2,200,000 or $1,100,000 assets under management), billed monthly in arrears with high water mark provisions
Research reports paid on a subscription basis via fixed fee contracts
Account minimum: $250,000 Fee-only: Financial consulting services at $350 per hour; research and consulting fees are fixed fee, negotiated, and paid via subscription or fixed fee contracts
Main office
San Francisco CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)