Mi4 Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Mi4 Capital serves institutional and pooled-vehicle clients as well as separately managed accounts, providing investment management alongside bundled financial planning. The firm also produces and sells research reports and bespoke consulting projects to institutional investors on a fixed-fee or subscription basis.
Its investment approach emphasizes strategic and tactical asset allocation combined with opportunistic, value-oriented security selection, attention to free cash flow, and exposure to long-term growth themes, implemented through individual securities, mutual funds and ETFs. Mi4 describes a disciplined, long-term process that generally avoids market timing, monitors tax and asset-location effects, and may manage accounts on a discretionary basis with performance-based fee arrangements available for qualified purchasers.
What is distinctive for the firm is its dual revenue model—acting as a manager of private funds and separately managed accounts while selling research and consulting products to other institutional investors—which is uncommon among peers. The firm also adopts specific conflict-mitigation measures for its research coverage (prohibiting analysts and household members from owning covered securities and not trading covered companies in managed accounts) and reported no discretionary net assets under management as of May 14, 2024.
Client services
Financial planning
Portfolio management
Expertise
Real estate investing
Wealth management
Cash flow / budgeting
General tax planning
Fee options
Fixed fee contracts for research reports and bespoke consulting/research projects (negotiated)
$0 - $250,000: 1.50% $250,000 - $500,000: 1.25% $500,001 - $1,000,000: 0.99% $1,000,000 - $2,500,000: 0.85% $2,500,001+: 0.74%
$350 per hour for financial consulting services
Up to 10% annually on profits generated for qualified clients (net worth > $2,200,000 or $1,100,000 assets under management), billed monthly in arrears with high water mark provisions
Research reports paid on a subscription basis via fixed fee contracts
Account minimum: $250,000 Fee-only: Financial consulting services at $350 per hour; research and consulting fees are fixed fee, negotiated, and paid via subscription or fixed fee contracts
Main office location
Mi4 Capital, LLC
San Francisco CA, United States
Number of offices
1
Most active in
Mi4 Capital, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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