Mia Lee Financial

Mia Lee Financial is a small, independent advisory firm that provides ongoing portfolio management to individuals and high‑net‑worth clients, preparing an Investment Policy Statement for each client and offering discretionary and non‑discretionary management of accounts invested primarily in equities, fixed income, and ETFs. The firm lists no account minimum and structures advisory fees on a percentage‑of‑assets basis while delivering periodic account reviews and quarterly custodian reports.

The firm’s investment approach combines fundamental analysis, modern portfolio theory, and quantitative methods and emphasizes long‑term trading consistent with documented risk tolerances in each client’s Investment Policy Statement. It seeks fair allocation of investment opportunities across client accounts and implements trading under discretionary authority when granted by clients.

Distinctive features include an affiliation with the principal’s accounting practice — the principal may offer accounting advice or products outside the advisory business, though clients are not required to use those services and the principal does not have signatory authority over client accounts held through the accounting firm. The firm also uses outside counsel to perform its chief compliance officer role, requires clients to use a single custodian (Betterment), and does not aggregate trades across client accounts, all of which are less common among firms of this type and size.