Michael Pappas Advisor LLC
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About
Michael Pappas Advisor LLC provides portfolio management services to individual and high‑net‑worth clients, advising on mutual funds, fixed income, equities, ETFs and Treasury Inflation‑Protected securities. The firm is a solo registered investment adviser with about $10.3 million in assets under management across roughly 20 client accounts and offers both discretionary and non‑discretionary services documented by client Investment Policy Statements.
The firm's investment approach combines econometric and quantitative analysis with charting, fundamental, technical and cyclical methods, and it generally emphasizes large‑ and mid‑cap value exposures implemented directly and via ETFs and mutual funds. Implementation includes long‑term trading and options strategies (including covered, uncovered and spread positions), and accounts are reviewed at least annually to align holdings with each client's documented risk tolerance.
Noteworthy features include the firm's stated use of econometric models for macro, industry and firm‑specific forecasting alongside an explicit options trading program, which introduces material leverage and risk that may be atypical for many small independent advisers. The firm manages assets in‑house rather than selecting third‑party managers, does not participate in wrap fee programs, and relies on custodian statements while withdrawing advisory fees from client accounts with written authorization.
Client services
Expertise
Fee options
1.00% annually
Minimum fee: $500 per year minimum advisory fee
Main office
Bedford NY
Advisors at this office
1
Most active in
New York · Texas
Also doing business as
Michael Pappas Advisor LLC · Pappas, Michael
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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