Michael Waters Investment Advisers LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides customized investment management, financial planning, and consulting services to a mix of individuals and institutional clients. Its client base, as described in the brochure, includes individuals and high‑net‑worth clients as well as families, trusts, pension and profit‑sharing plans, charitable organizations, and other business entities.
Investment advice is delivered through a defined asset‑allocation process that incorporates quantitative analysis and the use of equity and derivative instruments alongside traditional securities such as ETFs, stocks, and fixed income. The firm generally manages portfolios on a discretionary basis, documents client objectives in an Investment Policy Statement, and accommodates client‑imposed restrictions and ongoing progress tracking.
What distinguishes the firm from many peers is its small, recently established structure combined with an unusually broad client scope for a firm of its size — notably charitable organizations and pension/profit‑sharing plans among its target clients. The firm’s investment approach also emphasizes quantitative, derivative‑aware strategies and its principal continues to maintain outside industry employment, which the brochure identifies as a factor in how supervision and time allocation are managed.
Client services
Expertise
Fee options
$0 - $40,000: Minimum fee of $200 per semiannual period $40,001+: 0.80% semiannually (equivalent to 1.6% annually)
Account minimum: $40,000 Minimum fee: $200 per semiannual period for assets under $40,000
Main office
616 N Broadway
Oklahoma City OK 73012
Advisors at this office
1
Most active in
Oklahoma
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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