Midway Capital Research & Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Midway Capital Research & Management LLC serves individuals (including high‑net‑worth clients), business entities, and charitable organizations, offering discretionary investment management, financial planning, and pension consulting. The firm reports managing roughly $110 million in discretionary assets across about 51 client accounts and provides ongoing reviews tied to each client's Financial Profile and Investment Plan.
The firm typically manages accounts via a concentrated, bottom‑up Value Portfolio that seeks equities trading below estimated intrinsic value or a Custom Allocation Portfolio that combines stable value, income, and long‑term appreciation for clients with short‑term liquidity needs. Research is fundamentally driven at the company level rather than by macro forecasts, and investment decisions are made on a discretionary basis in line with client objectives and risk tolerances.
Compared with peers, Midway discloses and advertises historical performance results in its materials, a practice that is uncommon among firms of its size. It also emphasizes concentrated value investing and provides pension consulting where it acknowledges ERISA fiduciary responsibilities, a combination of services and disclosures that is relatively rare among supported advisers.
Client services
Expertise
Occupation focus
Fee options
Financial planning flat fees ranging from $2,000 to $12,000 per quarter
$0 - $500,000: 1.00% Greater than $500,000 - $3,000,000: 0.95% Greater than $3,000,000 - $10,000,000: 0.85% Greater than $10,000,000 - $20,000,000: 0.75% Greater than $20,000,000 - $50,000,000: 0.70% Greater than $50,000,000+: 0.50%
$300 per hour for standalone financial planning services
Account minimum: $250,000 Minimum fee: $2,500 minimum annual fee per account
Main office
400 North Michigan Avenue, Suite 1018
Chicago IL 60611
Advisors at this office
2
Most active in
California · Illinois · New York · Texas
Also doing business as
Midway Capital Research & Management LLC · Midway Capital Research And Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Rachel B
Series 65
Chicago, IL
Midway Capital Research & Management LLC
Rachel Barnard is a financial advisor at Midway Capital Research & Management LLC with 17 years of industry experience. She holds the Series 65 designation and has been with Midway Capital since 2008. Midway Capital Research & Management serves individuals, pension and profit-sharing plans, corporations, trusts, estates, and charitable organizations by providing discretionary portfolio management, financial planning, consulting, and retirement-plan advisory services. The firm uses a bottom-up fundamental research process with a value-oriented approach and offers customized portfolios to address client-specific needs.
Todd S
Series 65
Chicago, IL
Midway Capital Research & Management LLC
Todd Schrade is a financial advisor at Midway Capital Research & Management LLC in Chicago, IL, holding a Series 65 designation and with 14 years of industry experience. He has been with Midway Capital Research & Management since 2014. Midway Capital Research & Management provides discretionary portfolio management, financial planning, consulting, and retirement-plan advisory services to individuals, pension and profit-sharing plans, corporations, trusts, estates, and charitable organizations. The firm employs a bottom-up fundamental research investment process with a value-oriented approach and offers customized portfolios to address both long-term growth and short-term liquidity needs.
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