M
Mike Parke Investment Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$85,491,308
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
120
21% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
120
Very HighAverage account size
$712,428
About
Mike Parke Investment Management, LLC provides investment supervisory services, investment advice, and financial planning to individuals as well as to institutional clients such as pension and profit‑sharing plans, trusts, estates, charitable organizations, and business entities. The firm manages accounts primarily on a discretionary basis and focuses on active management of individual stocks and bonds while also using mutual funds and ETFs when appropriate.
The firm’s investment process integrates fundamental, technical, and cyclical analysis with third‑party research, stock screens, and client interviews/questionnaires to align portfolios with each client’s risk tolerance and goals. It emphasizes portfolio-level allocation over single-equity characteristics, aggregates block trades for multiple clients, and may trade frequently based on its analysis; conservative option strategies such as covered calls are used at times.
Notable distinctions include an affiliated tax preparation and consulting business maintained by the firm’s principal and professional credentials (CPA and CFP), along with a client mix that explicitly includes charitable organizations and pension/profit‑sharing plans—client types that are less common among peers. Operationally, the firm uses “in‑house” transactions to transfer shares between clients at closing prices without brokerage charges and does not accept custody or authority to vote client securities.
Client services
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Active portfolio management
Concentrated stock management
Fee options
Fixed fees depending on the service provided
$0.00 - $250,000.00: 0.9500% annually $250,000.00 - $500,000.00: 0.6000% annually $500,000.00 - $1,500,000.00: 0.5750% annually $1,500,000.00 - $999,999,999.00: 0.3500% annually
Professional services at $125/hour, secretarial time at $40/hour
Account minimum: $50,000 Fee-only: Professional services at $125/hr., secretarial time at $40/hr., fixed fees depending on service
Main office location
Mike Parke Investment Management, LLC
148 3 Rd Avenue West
Dickinson ND 58601, United States
Number of offices
1
Most active in
Mike Parke Investment Management, LLC has reported serving >5 clients in these states in the last 12 months.
North Dakota
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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