Mills Financial Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides investment advisory and financial planning services to individuals, charitable organizations, and small businesses, and it also offers business financial management and consulting. In addition to portfolio management, the firm delivers accounting and seasonal tax-preparation services and conducts educational seminars and public speaking engagements.
The firm primarily employs a passive, low-cost investment approach, building diversified portfolios with index mutual funds and ETFs and managing client accounts on a discretionary basis with periodic rebalancing and tax-aware adjustments. It develops a client-specific investment policy based on goals, time horizon, and risk tolerance and schedules at least quarterly reviews to monitor accounts and update plans.
Noteworthy features that distinguish the firm from many solo independents include a recurring paid newsletter published on a Substack platform (subscribers include advisory clients at no extra charge), in-house accounting services and seasonal tax work, and an emphasis on seminars and workshops for clients and organizations. The practice’s very small client base and AUM mean most services are delivered directly by the firm’s principal, combining investment management with business and tax consulting in a single, integrated offering.
Client services
Expertise
Occupation focus
Fee options
$0 - $250,000: 0.50% $250,001+: 0.25%
$50 per hour with a minimum charge of $250
Main office
Browns Valley CA
Advisors at this office
1
Most active in
California
Also doing business as
Mills Financial Group · Mills, Michael Preston
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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